Articles related to FINRA |
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| The Gold Report |
Mining Project Financing Firm Transacts Royalty Agreement |
BMO Capital Markets reported on this company's recent royalty transaction and its upside potential.
Sandstorm Gold Ltd. (SSL:TSX; SAND:NYSE.MKT) has agreed to purchase a 2% net smelter return (NSR) royalty for $45 million in cash from Acacia Mining Plc (ACA:LSE) on the Endeavour Silver Corp. (EDR:TSX; EXK:NYSE; EJD:FSE)-operated Houndé gold mine, "providing for immediate cash flow starting in 2018 and upside potential through additional exploration effoSaturday, December 30, 2017 |
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| Graham Summer - Gains Pains & Capital |
Rand Paul Introduces Bill to Audit the Fed, Says it Has Trump Support |
Literally nothing is going to happen here. Let's not pretend Congress will actually pass a Rand Paul bill that simply requests for the Federal Reserve to be audited. After all, they're the central bank for the world now, rigging markets and fixing rates almost on demand. There are a lot of people with a lot of questions for the Fed -- an entity who presides over an unlimited balance sheet and the power to both print fiat currency at will and to increase the amount of interest it charges the U.S.Friday, January 6, 2017 |
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| Sprott Money |
Rick Rule: The Election, FED, and the Natural Resource Space - Maurice Jackson |
Mr. Rule has dedicated his entire adult life to many aspects of
natural resource securities investing. In addition to the knowledge and
experience gained in a long and focused career, he has a worldwide
network of contacts in the natural resource and finance worlds.
As Director, President, and Chief Executive Officer of Sprott US
Holdings, Inc., Mr. Rule leads a highly skilled team of earth science
and finance professionals who enjoy a worldwide reputation for resource
investment managemeMonday, November 7, 2016 |
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| Keith Weiner - Monetary Metals |
Monetary Metals Builds Out Its Team of Professionals |
New York, NY, October 20, 2016—Monetary Metals announces that it has hired three Relationship Managers. This team works to identify investors who can benefit from the Monetary Metals Gold Exponential Fund, the only fund that offers a yield on gold, paid in gold ounces. The company has set a goal of 60,000 ounces (about two tons) of gold under management in its Gold Exponential Fund by the end of 2017.
The company welcomes on board Daniel Rozzi, who was previously a financial advisor at Morgan StThursday, October 20, 2016 |
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| 24hGold - Publicnow |
New Carolin Common Shares Cleared for Quotation on OTC Link |
March 17, 2016 -- New Carolin Gold Corp. (the 'Company' or 'New Carolin') (TSXV: LAD; OTC:MDULF)
wishes to announce that, pursuant to FINRA Rule 6432 and Rule 15c2-11 under the Securities Exchange Act of 1934, Glendale Securities, Inc. ('Glendale') has filed a Form 211 in connection with the Company's common shares and, as a result, the Financial Industry Regulatory Authority ('FINRA') has cleared Glendale's request to submit a quote (Bid, Ask) for the Company's common shares under the symbol 'MSunday, March 20, 2016 |
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| Gordon Long - Market Analytics |
US$ Strength is a Manifestation of US$ Shortage |
FRA Co-Founder Gordon T.Long and Jeffrey P. Snider, Head of Global Investment
Research at Alhambra Investment Partners discuss a broad array of Global Macro
subjects in this 48 minute video discussion with supporting slides.
As Head of Global Investment Research for Alhambra Investment Partners, Jeff
spearheads the investment research efforts while providing close contact to
Alhambra's client base. Jeff joined Atlantic Capital Management, Inc., in Buffalo,
NY, as an intern while compleSaturday, March 12, 2016 |
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| Alasdair Macleod - Finance and Eco. |
Surprises in store…. |
The month of January has been a wake-up call for complacent equity investors.From the peaks of last year stock indices in the major markets have fallen 10-20%, give or take. On their own, these falls could be read as healthy corrections in an ongoing bull market, and doubtless there are investors hanging on to their investments in the hope that this is true.The conditions that have led to the fall in equities are tied up in the realization that global economic activity has contracted sharply. ThThursday, January 28, 2016 |
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| Alasdair Macleod - Finance and Eco. |
Surprises in store…. |
The month of January has been a wake-up call for complacent equity investors.From the peaks of last year stock indices in the major markets have fallen 10-20%, give or take. On their own, these falls could be read as healthy corrections in an ongoing bull market, and doubtless there are investors hanging on to their investments in the hope that this is true.The conditions that have led to the fall in equities are tied up in the realization that global economic activity has contracted sharply. ThThursday, January 28, 2016 |
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| 24hGold - Noodls |
Energy Fuels to Present at NobleCon12 on Monday, January 18, 2016 |
Lakewood, Colorado - January 15, 2016
Energy Fuels Inc. (NYSE MKT:UUUU; TSX:EFR) ('Energy Fuels' or the 'Company'), one of the top producers of uranium in the United States, is pleased to announce that Curtis H. Moore, Vice President of Marketing and Corporate Development, will present at NobleCon12 - Noble Financial Capital Markets' Twelfth Annual Investor Conference at Club Med in Sandpiper Bay, Florida on Monday, January 18, 2016 at 11:00 am Eastern Standard Time.
Stephen P. Antony, PresiFriday, January 15, 2016 |
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| 24hGold - CNW Group |
RBC Global Asset Management Inc. announces RBC ETF cash distributions for January 2016 |
TORONTO , Jan. 14, 2016 /CNW/ - RBC Global Asset Management Inc. today announced January 2016 cash distributions for unitholders of RBC ETFs.
RBC ETF cash distributions for January are as follows:
FUND NAME
FUND TICKER
CASH DISTRIBUTION PER UNIT
RBC 1-5 Year Laddered Corporate Bond ETF
RBO
$ 0.056
RBC Target 2016 Corporate Bond Index ETF
RQD
$ 0.056
RBC Target 2017 Corporate Bond Index ETF
RQE
$ 0.Thursday, January 14, 2016 |
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| 24hGold - Noodls |
Series E Preferred Stock - Dividend Payment |
HOUSTON, Dec. 21, 2015/PRNewswire / -- In connection with Goodrich Petroleum Corporation's (NYSE: GDP) (the 'Company') recent tender offer and issuance of depositary shares, each representing a 1/1000th ownership interest in a share of the Company's new 10.00% Series E Cumulative Convertible Preferred Stock (the 'Series E Preferred Stock'), the Company has arranged for the filing of Form 211 with the Financial Industry Regulatory Authority ('FINRA') to initiate the listing of the Series E PreferMonday, December 21, 2015 |
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| 24hGold - PR Newswire |
/C O R R E C T I O N from Source ... |
In c9644 disseminated today at 09:05e please note that the figures in the last column of items 10, 11, 12, 19, 20 and 21 have been corrected. Full corrected copy follows:
RBC Global Asset Management Inc. Announces Annual Reinvested Capital Gains Distributions for RBC ETFs
TORONTO, Dec. 18, 2015 /CNW/ - RBC Global Asset Management Inc. announced today annual reinvested capital gains distributions for the 2015 tax year to unitholders of RBC ETFs.
Unitholders of record on December 31, 2015 will recFriday, December 18, 2015 |
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| 24hGold - CNW Group |
RBC Global Asset Management Inc. Announces Annual Reinvested Capital Gains Distributions for RBC ETFs |
In c9644 disseminated today at 09:05e please note that the figures in
the last column of items 10, 11, 12, 19, 20 and 21 have been corrected.
Full corrected copy follows:
RBC Global Asset Management Inc. Announces Annual Reinvested Capital
Gains Distributions for RBC ETFs
TORONTO , Dec. 18, 2015 /CNW/ - RBC Global Asset Management Inc.
announced today annual reinvested capital gains distributions for the
2015 tax year to unitholders of RBC ETFs.
Unitholders of record on December 3Friday, December 18, 2015 |
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| 24hGold - PR Newswire |
RBC Global Asset Management Inc. Announces RBC ETF Cash Distributions for December 2015 |
TORONTO, Dec. 18, 2015 /CNW/ - RBC Global Asset Management Inc. today announced December 2015 cash distributions for unitholders of RBC ETFs.
RBC ETF cash distributions for December are as follows:
FUND NAME
FUND
TICKER
CASHDISTRIBUTIONPER UNIT
RBC 1-5 Year Laddered Corporate Bond ETF
RBO
$ 0.078
RBC Target 2016 Corporate Bond Index ETF
RQD
$ 0.097
RBC Target 2017 Corporate Bond Index ETF
RQE
$ 0.066
RBC Target 2018 Corporate Bond Index ETF
RQF
$ 0.056
RBC Target 2019 Corporate Bond Index ETF
Friday, December 18, 2015 |
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| 24hGold - Yahoo |
Wells Fargo Closed-End Funds Announce Share Repurchase Program |
SAN FRANCISCO--(BUSINESS WIRE)-- The following closed-end funds managed by Wells Fargo Funds Management, LLC, a wholly owned subsidiary of Wells Fargo & Company, announced today an open-market share repurchase program: Wells Fargo Income Opportunities Fund (NYSE MKT: EAD) Wells Fargo Multi-Sector Income Fund (NYSE MKT: ERC) Wells Fargo Utilities and High Income Fund (NYSE MKT: ERH) Wells Fargo Global DividenThursday, December 17, 2015 |
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| 24hGold - PR Newswire |
OTC Markets Group Welcomes Nevada Exploration to OTCQX |
NEW YORK, Dec. 15, 2015 /PRNewswire/ -- OTC Markets Group Inc. (OTCM), operator of Open, Transparent and Connected financial markets, today announced Nevada Exploration Inc. (or "NGE") (TSX-V: NGE; OTCQX: NVDEF), a gold exploration company, has qualified to trade on the OTCQX® Best Market.Nevada Exploration begins trading today on OTCQX under the symbol "NVDEF." U.S. investors can find current financial disclosure and Real-Time Level 2 quotes for the company on www.otcmarkets.com."We are pleaseTuesday, December 15, 2015 |
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| 24hGold - Yahoo |
Passport Potash Inc. Announces Transfer from TSX.V to NEX, Notice of Default |
VANCOUVER, BC / ACCESSWIRE / November 4, 2015 / Passport Potash, Inc. ("Passport" or the "Company") (PPI.V) (OTC PINK: PPRTF) is pleased to announce a shareholder update and comments from the CEO.
David Salisbury, Chairman and CEO offers the following update and comments:
"On July 8, 2015, TSX Venture Exchange suspended trading in the Company's securities as a result of a Cease Trade Order (CTO) issued by the British Columba Securities Commission. As a result of the Company's inability to correcWednesday, November 4, 2015 |
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| 24hGold - PR Newswire |
NATURAL GAS Law Offices of Marc S. Henzel Announces Investigations of Piedmont Natural Gas Co. Inc., Pep Boys - Manny, Moe Jack, GNC Holdings Inc., Diamond Foods, Inc., Nobilis Health Corp. and Extreme Networks |
Piedmont Natural Gas Co. Inc. (PNY)The Law Office announces it is investigating potential claims against the board of directors of Piedmont Natural Gas Co. Inc. (PNY) concerning possible breaches of fiduciary duty and other violations of law related to the Company's efforts to sell the Company to Duke Energy in a transaction valued at approximately $4.9 billion. Under the terms of the agreement, shareholders of Piedmont will receive $60.00 in cash for each share of Piedmont common stock owned.IMonday, November 2, 2015 |
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| 24hGold - PR Newswire |
NATURAL GAS Law Offices of Marc S. Henzel Announces Investigations of Piedmont Natural Gas Co. Inc., Pep Boys - Manny, Moe Jack, GNC Holdings Inc., Diamond Foods, Inc., Nobilis Health Corp. and Extreme Networks |
Piedmont Natural Gas Co. Inc. (PNY)The Law Office announces it is investigating potential claims against the board of directors of Piedmont Natural Gas Co. Inc. (PNY) concerning possible breaches of fiduciary duty and other violations of law related to the Company's efforts to sell the Company to Duke Energy in a transaction valued at approximately $4.9 billion. Under the terms of the agreement, shareholders of Piedmont will receive $60.00 in cash for each share of Piedmont common stock owned.IMonday, November 2, 2015 |
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| 24hGold - Noodls |
Report: Dundee Capital Markets Research report |
ab4eed8b1c791b3dab8fd8.pdf
Toro Energy Ltd.
(TOE-AU: A$0.06) October 14,2015
David A. Talbot / (416) 350-3082 [email protected]
/* Friday, October 16, 2015 |
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