FACSIMILE TRANSMISSION
Traka Resources Limited
ABN: 63 103 323 173
24 August 2015
Company Announcements Office
ASX Limited
PO Box H224 Australia Square
SYDNEY NSW 2000
1) Notice of change of interests of substantial holder
2) Notice of initial substantial holder
Attached are a Notice of change of interests of a substantial holder and a Notice of initial substantial holder.
Peter Ruttledge
Company Secretary
Level 1, 43 Ventnor Avenue, West Perth, Western Australia 6005
PO Box 601, West Perth, Western Australia, 6872
Tel: +61 8 9322 1655 Fax: +61 8 9322 9144
Form 604
604 Page 1 of2 15 July 2001
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
ToCompany Name/Scheme TRAKA RESOURCES LIMITED
ACN/ARSN 103 323 173
1. Details of substantialholder (1)
Name PERTH CAPITAL PTY LTD & Associates
ACN/ARSN (if applicable) 008 947 420
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
20/08/2015
22/11/2013
22/11/2013
2.Previous and present voting power
The total number of votes attached to ali the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
|
Previous notice
|
Present notice
|
Person's votes
|
Voting power (5)
|
Person's votes
|
Voting power (5)
|
ORD shares (held by Wythenshawe P/L, Perth Capital P/L,& assocs)
|
17,194,867
|
16.48%
|
34,639,734
|
19.84%
|
|
|
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
|
Person whose relevant interest chançjed
|
Nature of change (6)
|
Consideration given in relation to change (7)
|
Class and number of securities affected
|
Person's votes affected
|
Refer
Annex A
|
|
|
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant interest
|
Registered holder
of securities
|
Person entitled to be
registered as holder
(8)
|
Nature of relevant interest (6)
|
Class and number of securities
|
Person's votes
|
Refer
Annex A
|
|
|
|
5. Changes in association
604 Page 2 of 2 15 July 2001
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACNIARSN (if applicable)
|
Nature of association
|
Refer Annexure A
|
|
6. Addresses
The addresses of persons named in this form are as follows:
Name
|
Address
|
Refer Annexure A
|
|
|
Signature
print name Peter Ruttledge capacity Company Secretary
signhere l_ , date 24 / 08 / 2015
DIRECTIONS
(1) lf there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form.lf the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set aut in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporale or scheme multiplied by 100. (6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. lf subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contrac,i scheme or arrangement, must accompany this form, together with a written statement certifying this contraci, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, contro! the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and ali benefrts, money and other,that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition.Details must be included even if the benefit is conditional on the happening or not of a contingency.Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) lf the substantial holder is unable to determine the identity of the person (eg.if the relevant interest arises because of an option) write
"unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
This is Annexure A of 1 page referred to in Form 604
Notice of change of interests of substantial holder
3. Changes in relevant interests
Date of
change
|
Person whose
relevant interest changed
|
Nature of change
|
Consideration
given in relation to change)
|
Class and
number of securities affected
|
Person's
votes affected
|
13 Dec 2013
|
Perth Capital
Pty Ltd
|
Application for
shares in SPP offer
|
6 cents per
share
|
250,000
|
(0.39%) *
|
13 Dec 2013
|
Elohpool Pty Ltd
|
Application for
shares in SPP offer
|
6 cents per
share
|
250,000
|
(0.28%) *
|
13 Dec 2013
|
Wythenshawe
Pty Ltd
|
Application for
shares in SPP offer
|
6 cents per
share
|
250,000
|
0.22% *
|
20 Aug 2015
|
Perth Capital
Pty Ltd
|
Acceptance of entitlements
|
1.5 cents per share
|
9,281,666
|
2.19% **
|
20 Aug 2015
|
Elohpool Pty Ltd
|
Acceptance of entitlements
|
1.5 cents per share
|
7,413,201
|
1.69% **
|
20 Aug 2015
|
Wythenshawe
Pty Ltd
|
Dilution by
entitlement offer
|
-
|
0
|
(0.07%) **
|
*Net movement after dilution effect of the total share issue arising from the Traka's SPP offer
** Net movement after dilution effect of the total share issue arising from the Traka's entitlement offer
|
4. Present relevant interests
Holder of
relevant interest
|
Registered
holder of securities
|
Person entitled to
be registered as holder
|
Class and
number of securities
|
Nature of
relevant interest
|
Person's
votes
|
Perth Capital
P/L
|
Holder of
relevant interest
|
Holder of relevant
interest
|
Ord shares
18,998,332
|
Shareholding
|
10.88%
|
Elohpool P/L
|
Holder of
relevant interest
|
Holder of relevant
interest
|
Ord shares
15,381,402
|
Shareholding
|
8.81%
|
Wythenshawe
P/L
|
Holder of
relevant interest
|
Holder of relevant
interest
|
Ord shares
260,000
|
Shareholding
|
0.15%
|
5. Changes in association
Name and ABN/ARSN (if
relevant)
|
Nature of association
|
Perth Capital Pty Ltd
|
Related corporation - common directors
|
Elohpool Pty Ltd
|
Related corporation - common directors
|
6. Addresses
Name
|
Address
|
Perth Capital Pty Ltd
|
PO Box 689 West Perth WA 6872
|
Elohpool Pty Ltd
|
PO Box 689 West Perth WA 6872
|
Wythenshawe Pty Ltd
|
PO Box 689 West Perth WA 6872
|
Signed Dated
24 August 2015
1
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
ToCompany Name/Scheme TRAIRESOURCES LIMITED
ACN/ARSN 103 323 173
1.Details of substantialholder (1)
Name MALAHANG PTY LTD
ACN/ARSN (if applicable) 009 277 570
The holder became a substantialholder on
603 Page 1 of 2 15July 2001
2.Details of voting power
The totalnumber of votes attached to ali the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantialholder became a substantial holder are as follows:
Class of securities (4)
|
Number of securities
|
Person's votes(5)
|
Voting power(6)
|
ORDINARY SHARES
|
9,833,328
|
9,833,328
|
5.63%
|
|
3.Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest
|
Nature of relevant interest (7)
|
Class and number of securities
|
MALAHANG PTY LTD
|
HOLDER OF ORDINARY SHARES
|
ORD 9,833,328
|
|
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
|
Registered holder of securities
|
Person entiUed to be registered as holder (8)
|
Class and number of securities
|
MALAHANG PTY LTD
|
MALAHANG PTY LTD
|
MALAHANG PTY LTD
|
ORD 9,833,328
|
|
|
5.Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantialholder became a substantialholder is as follows:
Holder of relevant interest
|
Date of acquisition
|
Consideration (9)
|
Class and number of securities
|
Cash
|
Non-cash
|
MALAHANG PTY LTD
|
20 AUGUST 2015
|
1.5 cents per share
|
ORD 4,916,664
|
|
603 Page 2 of 2 15 July 2001
6.Associates
The reasons the persons named in paragraph 3 above are associates of the substantialholder are as follows:
Name and ACNIARSN (if applicable)
|
Nature of association
|
|
|
7.Addresses
The addresses of persons named in this form are as follows:
Name
|
Address
|
MALAHANG PTY LTD
|
P O BOX 1719, SUBIACO, WA 6904
|
|
Signature
printname capacity DIRECTOR
sign here date 24/08/2015
DIRECTIONS
(1) lf there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. lf the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The totalnumber of votes attached to ali the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
(6) The person's votes divided by the total votes in the body corporate or scheme multiplìed by 100. (7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. lf subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement,must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification ofthe power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8) lf the substantial holder is unable to determina the identity of the person ( eg. if the relevant interest arises because of an option) write
"unknown".
(9) Detalls of the consideration must include any and ali benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditionalon the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantialholder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.