ASX Listing Rules Appendix 3B - New Issue Announcement Application for Quotation of Additional Securities and Agreement
29 January 2016
ASX Release ASX Code: LIO
ESCROW RELEASE
Re: ESCROW RELEASE
Lion Energy Limited ("Lion") advises that on the 22 January 2016 the following escrows on shares and options ceased:
-
15,625,049 Fully paid ordinary shares, and
-
406,250 Unlisted Options exercisable at $0.26 each expiring 16 January 2017.
The 3B requesting quotation of the fully paid ordinary shares to be released is attached to this announcement.
Yours faithfully,
Arron Canicais
Joint Company Secretary
Appendix 3B
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
|
Lion Energy Limited
|
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1
|
+Class of +securities issued or to be issued
|
N/A
|
|
2
|
Number of +securities issued or to be issued (if known) or maximum number which may be issued
|
N/A
|
|
3
|
Principal terms of the
+securities (e.g. if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if
+convertible securities, the conversion price and dates for conversion)
|
N/A
|
Appendix 3B
New issue announcement
4
|
Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?
If the additional +securities do not rank equally, please state:
-
the date from which they do
-
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
-
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
|
N/A
|
|
5
|
Issue price or consideration
|
N/A
|
|
6
|
Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
|
N/A
|
|
6a
|
Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i
|
N/A
|
|
6b
|
The date the security holder resolution under rule 7.1A was passed
|
N/A
|
|
6c
|
Number of +securities issued without security holder approval under rule 7.1
|
N/A
|
|
6d
|
Number of +securities issued with security holder approval under rule 7.1A
|
N/A
|
|
6e
|
Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
|
N/A
|
|
6f
|
Number of +securities issued under an exception in rule 7.2
|
N/A
|
|
6g
|
If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the
+issue date and both values. Include the source of the VWAP calculation.
|
N/A
|
|
6h
|
If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of
consideration was released to ASX Market Announcements
|
N/A
|
|
6i
|
Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
|
Capacity under LR 7.1 is 14,247,751 Capacity under LR 7.1A is 9,603,924
|
|
7
|
+Issue dates
Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.
Cross reference: item 33 of Appendix 3B.
|
N/A
|
|
Number
|
+Class
|
8
|
Number and +class of all
+securities quoted on ASX (including the +securities in section 2 if applicable)
|
96,197,377
|
Ordinary Shares
|