Appendix 3B - RNS - London Stock Exchange
Mll2018 Appenclx 3B- RNS- L..ondcn stock Exchlqa
Regulatory Story
Gotomarket news sec:Uon
lborMkllng PLC - lllR
Released 09:4801-Jun-2016
Appandlx3B
RNS Number :8606Z Thor Mining PLC 01June 2016
Wednesday, 1June 2016
THOR MINING PLC
Thor Mining PLC ('Thor" or the company")
The Directors of Thor Mining PLC (AIM,ASX: THR) today released the fol owing announcement on the Australian Secur1tles Exchange r.ASX") as Ired under the listing rues of the ASX.
Appendix 3B
RJ,fe2.7,3.10.3, 3.10.4, 3.10.S
New issue announcement,
application for quotation of additional securities and agreement
Information or documfflrls not IIVllilable ,row must begiva to ASX os soon cu avoilabk Infim,ultion a,uJ doaunellt.!
given toASX becomeASJts property a,uJmaybemadePflbllc.
IlllloducedOl/07196 Origin: Appettdill.,Anmded01/07198,01/09199,01/07/00, 30!09/01,11/03/0'2,01/01/03, 24/10/0.S,01/08/12
mu
Name of entity
Mining PLC
ABN
1121111673
We (the entity) give ASX the following information.
Part 1- All issues
You mmtoomp/de lite 1WIMDlls«:tioAr (attach sltetd.r f tlu!re is Ml mough space).
-
Ordinary shares I CDis
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Ordinary Shares
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Unlisted Options (tenned warrants inthe UK)
1 -+Class of+securitiesissued orto be issued
2 Number of +securities issued or to a) 'lransfers of Nil between ASX listed CDrs and be issued (ifknown) or maximum AIM listed shares on the AIM Market of the number which may be issued London Stock Exchange, during the period 1
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May 2016 to 31 May 2016.
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Issue of 336,000,000 Ordinary Shares to sophisticated investors in the UK on 1 J\Dle 2016.
Thereby increasing the total number of securities, listed on both AIM and ASX, to 4,872,387,510 as at 1 J1D1e 2016.
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Issue of 336,000,000 unlisted options to sophisticated investors, on the basis of one free option for every one Ordinary Share subscribed for Wlder (b).
This represents:
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Transfers of Nil between ASX listed COi's and AIM listed shares on the AIM Market of the London Stock Exchange, during the period 1 May 2016 to 31 May 2016.
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Issue of 336,000,000 ordinary shares at a price of £0.00025 (0.025 pence) per share, as annO\Dlced to the ASX on 18 May 2016.
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Issue of 336,000,000 IDllisted options on the basis of one free option per one share subscribed for Wlder (b). Each option is exercisable for
£0.0005 (0.05 pence) for one share, with an exoirv date of 1December 2018.
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Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid
+securities, the amount outstanding and due dates fur payment; if +convertible securities, the conversion price and dates for conversion)
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Do the +securities rank equally in a) all respects from the date of b) allotment with an existing +class c) of quoted +securities?
If the additional securities do not
rank equally, please state:
Yes. Yes.
No. The securities will rank equally with ordinary shares upon exercise of the options (if the option holders elect to do so).
a) NIA
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Ordinary shares £0.00025 (0.025 pence) per share.
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Unlisted options Nil consideration. Issued on the basis of one free option per one share subscribed for W1der (b).
5 Issue price orconsideration
Pwpose of the issue
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Qf issued as consideration fur the
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Funds raised from the issue will be applied to the
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6
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acquisition of assets, clearly identify those assets)
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general operating costs of the business.
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Is the entity an +eligible entity that Yes has obtained security holder approval under rule 7.lA?
6a
If Yes, complete sections 6b - 6h in
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relation to the +securities the subject of this Appendix 3B, and comply with section 6i
The date the security holder 1 26 November 2015
resolution under rule 7.lA was
passed
6b
Number of +securities issued a) NIA
without security holder approval b) 336,000,000 Ordinary shares. uoder rule 7.1 c) 336,000,000 Unlisted options.
6c
Number of +securities issued with I N/A security holder approval uoder rule
7.IA
6d
N/A
Number of +securities issued with security holder approval uoder rule 7.3, or another specific security
6e holder approval (specify date of mee1ing)
Number of securities issued under I N/A
an exception in rule 7.2
6f
NIA
Ifsecurities issued under rule 7.lA, was issue price at least 75% of 15 day VWAP as calculated uoder
6grule 7.IA.3? Include the issue date and both values. Include the source ofthe VWAP calculation.
If securities were issued under rule I N/A
7.lA for non-cash consideration,
state date on which valuation of
6h consideration was released to ASX Market Announcements.
Calculate the entity's remsmmg
issue capacity under rule 7.1 and
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Refer attached Annexure 1
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rule 7.IA - comple1e Annexure 1
|
6i
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and release to ASX Market
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Announcements
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7
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Dates of entering •securities into
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a)
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Transfers: 1 May 2016 to 31 May 2016.
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uocertificated holdings or
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b)
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1Juoe 2016.
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despatch ofcertificates
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c)
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1Juoe 2016.
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Number and +class of all +securities quoted on ASX (including the securities in section 2 ifapplicable)
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Nwnber
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+Class
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1,924,650,231
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Ordinary Shares quoted by ASX ("THR" as CDis) as at 1 June 2016.
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Number and +class of all +securities
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2,947,737,279
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Ordinary Shares admitted to the
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not quoted on ASX (including the
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AIM Market of the London
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securities in section 2 if applicable)
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Stock Exchange, as at 1 June
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2016.
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Unlisted Options;
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62,887,808
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0.5963 cent unlisted options
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expiring 3 June 2016.
|
8
9
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(Held by issuer of debt facility).
0.1 pence unlisted warrants 26,763,987 expiring 22 September 2016.
(Held by an Associate).
0.075 pence unlisted warrants 525,000,000 expiring 28 July 2016.
0.05 pence unlisted warrants 336,000,000 expiring I December 2018.
10 Dividend policy (in the case of a I No Policy
trust, distribution policy) on the
increased capital (interests) -----------------
Part 2 - Bonus issue or pro rata issue - Not Applicable
Part 3 - Quotation of securities
You need only complete this section ifyou are applyingfor quotation of securities
-
Type of securities
(tick one)
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Securities described in Part 1
-
All other securities
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Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or
documents
-
Ifthe +securities are -+equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities held by those holders
-
If the +securities are +equity securities, a distribution schedule of the additional
+securities setting out the number of holders inthe categories 1- 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
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A copy of any trust deed forthe additional +securities
Entities that have ticked box 34(b)
Number of securities for which
-
-+quotation is sought
-
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