150908 Appendix 3Y BJP
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity AWE Limited
ABN 70 077 897 440
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
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Bruce John Phillips
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Date of last notice
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31 December 2014
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
|
Indirect Interest
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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Refer to Annexure "A" attached
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Date of change
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1 and 2 September 2015
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No. of securities held prior to change
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3,178,414 ordinary shares
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Class
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Ordinary Shares
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Number acquired
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Nil - transfer of beneficial ownership of
657,000 shares between indirect holdings.
|
Number disposed
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Nil - transfer of beneficial ownership of
657,000 shares between indirect holdings.
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
Average price $0.8734 per share.
|
No. of securities held after change
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3,178,414 ordinary shares - refer Annexure "A"
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Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
On-market trade
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
|
N/A
|
Nature of interest
|
N/A
|
Name of registered holder
(if issued securities)
|
N/A
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Date of change
|
N/A
|
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
|
N/A
|
Interest acquired
|
N/A
|
Interest disposed
|
N/A
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
N/A
|
Interest after change
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N/A
|
Part 3 - +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written clearance was required?
|
N/A
|
If so, was prior written clearance provided to allow the trade
to proceed during this period?
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N/A
|
If prior written clearance was provided, on what date was this provided?
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director's Interest Notice
ANNEXURE "A" APPENDIX 3Y
Change of Director's Interest Notice
Entity
AWE Limited
ABN
70 077 897 440
Director
BRUCE JOHN PHILLIPS
Registered Holder Nature of Interest No. of Shares
Ordinary Shares
Bruce John Phillips Registered Holder 983,700
Bruce J Phillips Pty Limited
(Bruce J Phillips Family a/c) Beneficiary 890,000
B & J Phillips Pty Limited Director/Shareholder 724,714
B & J Phillips Pty Ltd Trustee & Beneficiary 580,000 (Yallumba Super Fund A/C)
Total 3,178,414
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3