Microsoft Word - asx appendix 3b - exercise of listed options (13.07.16).docx
13 July 2016
ASX Market Announcements ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Dear Sir/Madam
APPENDIX 3B - EXERCISE OF LISTED OPTIONS
Please find enclosed an Appendix 3B in relation to the allotment of 22,344 ordinary fully paid shares in Catalyst Metals Limited (Company) following the exercise of listed options in the Company.
Notice given under Section 708A(5) of the Corporations Act 2001
The Company confirms that the shares are part of a class of securities quoted on the Australian Securities Exchange. The shares were issued without disclosure to investors under Part 6D.2, in reliance on Section 708A(5) of the Corporations Act 2001.
The Company, as at the date of this notice, has complied with:
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the provisions of Chapter 2M of the Corporations Act 2001; and
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Section 674 of the Corporations Act 2001.
There is no excluded information as at the date of this notice, for the purposes of Sections 708A(7) and (8) of the Corporations Act 2001 that has not already been disclosed to investors generally.
Yours sincerely
FRANK CAMPAGNA
Company Secretary
44 Kings Park Road, West Perth WA 6005 PO Box 778, Claremont WA 6910 Telephone: (61‐8) 6263 4423 Facsimile: (61‐8) 9284 5426
www.catalystmetals.com.au ABN 54 118 912 495
Appendix 3B New issue announcement
Appendix 3B
New issue announcement,
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
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Catalyst Metals Limited
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We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1
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+Class of +securities issued or to be issued
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Ordinary fully paid shares
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|
2
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Number of +securities issued or to be issued (if known) or maximum number which may be issued
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22,344
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3
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Principal terms of the +securities (e.g. if options, exercise price and expiry date; if partly paid
+securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
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Ordinary fully paid shares
|
|
4
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Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted
+securities?
If the additional +securities do not rank equally, please state:
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the date from which they do
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the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
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the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
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Yes
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5
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Issue price or consideration
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50 cents per share
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+ See chapter 19 for defined terms.
Appendix 3B Page 1
Appendix 3B
New issue announcement
6
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Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
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Exercise of listed options.
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6a
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Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b-6h in relation to the
+securities the subject of this Appendix 3B, and comply with section 6i
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Yes
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6b
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The date the security holder resolution under rule 7.1A was passed
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11 November 2015
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6c
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Number of +securities issued without security holder approval under rule 7.1
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Nil
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6d
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Number of +securities issued with security holder approval under rule 7.1A
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Nil
|
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6e
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Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
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Nil
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6f
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Number of +securities issued under an exception in rule 7.2
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22,344
|
|
6g
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If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the +issue date and both values. Include the source of the VWAP calculation.
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Not applicable
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6h
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If +securities were issued under rule 7.1A for non- cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
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Not applicable
|
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6i
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Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
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Listing Rule 7.1: 5,667,177 Listing Rule 7.1A: 5,253,784
|
|
7
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+Issue dates
Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A. Cross reference: item 33 of Appendix 3B.
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13 July 2016
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Number
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+Class
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8
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Number and +class of all +securities quoted on ASX (including the +securities in section 2 if applicable)
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54,751,348
2,600,840
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Ordinary shares
Options (50 cents 30.06.18)
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+ See chapter 19 for defined terms. Appendix 3B Page 2
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Number and +class of all +securities not quoted on ASX (including the +securities in section 2 if applicable)
Appendix 3B New issue announcement
The Company does not presently have a formal dividend policy.
Number
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+Class
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350,000
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Performance Rights
|
-
Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Part 2 - Pro rata issue
11
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Is security holder approval required?
|
|
12
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Is the issue renounceable or non-renounceable?
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13
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Ratio in which the +securities will be offered
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14
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+Class of +securities to which the offer relates
|
|
15
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+Record date to determine entitlements
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16
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Will holdings on different registers (or subregisters) be aggregated for calculating entitlements?
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17
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Policy for deciding entitlements in relation to fractions
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18
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Names of countries in which the entity has security holders who will not be sent new offer documents
Note: Security holders must be told how their entitlements are to be dealt with.
Cross reference: rule 7.7.
|
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19
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Closing date for receipt of acceptances or renunciations
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20
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Names of any underwriters
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21
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Amount of any underwriting fee or commission
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22
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Names of any brokers to the issue
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23
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Fee or commission payable to the broker to the issue
|
|
24
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Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of security holders
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|
25
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If the issue is contingent on security holders' approval, the date of the meeting
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|
26
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Date entitlement and acceptance form and offer documents will be sent to persons entitled
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+ See chapter 19 for defined terms.
Appendix 3B Page 3