Sumatra Copper & Gold Plc.

Published : November 24th, 2015

Appendix 3B

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Appendix 3B

ASX Listing Rules Appendix 3B - New Issue Announcement Application for Quotation of Additional Securities and Agreement

Appendix 3B

Rule 2.7, 3.10.3, 3.10.4, 3.10.5


New issue announcement, application for quotation of additional securities

and agreement

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.

Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13


Name of entity

Sumatra Copper & Gold plc


ABN

14 136 694 267


We (the entity) give ASX the following information.


Part 1 - All issues

You must complete the relevant sections (attach sheets if there is not enough space).


1

+Class of +securities issued or to be issued

CHESS Depository Interests (CDIs) together with underlying fully paid ordinary shares.

2

Number of +securities issued or to be issued (if known) or maximum number which may be issued

2,022,890 CHESS Depository Interests (CDIs) together with underlying Fully Paid Ordinary Shares.

3

Principal terms of the +securities (e.g. if options, exercise price and expiry date; if partly paid

+securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)

CHESS Depository Interests (CDIs) each representing a beneficial interest in a Fully Paid Ordinary Share.



4

Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?


If the additional +securities do not rank equally, please state:

  • the date from which they do

  • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment

  • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment

Yes - CHESS Depository Interests (CDIs). Underlying Fully Paid Ordinary Shares are not quoted.

5

Issue price or consideration

Deemed issue price of A$0.045 each.

6

Purpose of the issue

(If issued as consideration for the acquisition of assets, clearly identify those assets)

Issue of CDIs to Juniper Capital Partners Limited for services related to the financing as noted in the 27 October 2014 Notice of General Meeting lodged on ASX on 10 October 2014.

6a

Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?


If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i

Yes

6b

The date the security holder resolution under rule 7.1A was passed

29 May 2015

6c

Number of +securities issued without security holder approval under rule 7.1

2,022,890 CHESS Depository Interests (CDIs) together with underlying Fully Paid Ordinary Shares.

6d

Number of +securities issued with security holder approval under rule 7.1A

Not applicable.


6e

Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)

Not applicable.

6f

Number of +securities issued under an exception in rule 7.2

Not applicable.

6g

If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the

+issue date and both values. Include the source of the VWAP calculation.

Not applicable.

6h

If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements

Not applicable.

6i

Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements

ASX Listing Rule 7.1 - 53,893,431. ASX Listing Rule 7.1A - 33,074,753.

7

+Issue dates

Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.

Cross reference: item 33 of Appendix 3B.

24 November 2015.

Number

+Class

8

Number and +class of all

+securities quoted on ASX (including the +securities in section 2 if applicable)

707,185,176

CHESS Depository Interests (CDIs)


Number

+Class

707,185,176


1,217,006


1,500,000


250,597,351


44,260,914


17,074,171


7,500,000


Up to 7,500,000

Fully paid ordinary shares underlying 707,185,176CDIs.


Fully paid ordinary shares


Options exercisable at $0.25 on or before 14/6/17.


Warrants exercisable at $0.057 each on or before 12/11/17.


Warrants exercisable at $0.06 each on or before 7/4/17.


Warrants exercisable at $0.057 each on or before 7/8/17.


Performance Rights (market-based).


Performance Rights (project-based).

Number and +class of all

+securities not quoted on ASX (including the +securities in section 2 if applicable)


N/A

10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)


Part 2 - Pro rata issue


11

Is security holder approval required?

N/A

12

Is the issue renounceable or non- renounceable?

13

Ratio in which the +securities will be offered

14

+Class of +securities to which the offer relates

Read the rest of the article at www.noodls.com

Sumatra Copper & Gold Plc.

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Sumatra is a gold and copper exploration company based in Australia.

Sumatra holds various exploration projects in Indonesia.

Its main exploration properties are TANDAI, TEMBANG, LEBONG, SONTANG and PT BUG (BENGKULU UTARA GOLD) in Indonesia.

Sumatra is listed in Australia. Its market capitalisation is AU$ 147.8 millions as of today (US$ 96.6 millions, € 90.3 millions).

Its stock quote reached its highest recent level on November 05, 2010 at AU$ 0.38, and its lowest recent point on July 18, 2017 at AU$ 0.01.

Sumatra has 1 285 040 000 shares outstanding.

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