Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Troy Resources Limited
ABN 33 006 243 750
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
|
David R Dix
|
Date of last notice
|
11 December 2014
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
|
Indirect
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
UBS Wealth Management Australia
Nominees Pty Ltd
A/c>
|
Date of change
|
9 June 2015
|
No. of securities held prior to change
|
489,013
|
Class
|
Ordinary fully paid shares
|
Number acquired
|
625,000
|
Number disposed
|
N/A
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
$250,000
|
No. of securities held after change
|
1,114,013
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Participation in placement
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
|
Nil.
|
Nature of interest
|
Name of registered holder
(if issued securities)
|
Date of change
|
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Interest acquired
|
Interest disposed
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Interest after change
|
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above
traded during a +closed period where prior written clearance was required?
|
No.
|
If so, was prior written clearance provided to allow the trade to
proceed during this period?
|
If prior written clearance was provided, on what date was this
provided?
|
9 June 2015
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Troy Resources Limited
ABN 33 006 243 750
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
|
Frederick S. Grimwade
|
Date of last notice
|
1 April 2014
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
|
Indirect Interest
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Director Related Entity
|
Date of change
|
5 June and 9 June 2015
|
No. of securities held prior to change
|
Indirect - 162,000
|
Class
|
Ordinary Fully Paid Shares
|
Number acquired
|
100,000
|
Number disposed
|
N/A
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
$40,000
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change
|
Indirect - 262,000
|
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Share Purchase Plan - 37,500 ordinary
shares
Participation in placement - 62,500 ordinary shares
|
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
|
Nil
|
Nature of interest
|
Name of registered holder
(if issued securities)
|
Date of change
|
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
|
Interest acquired
|
Interest disposed
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Interest after change
|
Part 3 - +Closed period
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written clearance was required?
|
No
|
If so, was prior written clearance provided to allow the trade to proceed during this period?
|
If prior written clearance was provided, on what date was this provided?
|
Dated: 9 June 2015
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Troy Resources Limited
ABN 33 006 243 750
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
|
Richard Monti
|
Date of last notice
|
1 April 2014
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
|
Indirect
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Greatcity Corporation Pty Ltd
Family Trust> - director and potential beneficiary
|
Date of change
|
5 June 2015
|
No. of securities held prior to change
|
1,674,826
|
Class
|
Ordinary fully paid shares
|
Number acquired
|
37,500
|
Number disposed
|
N/A
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
$15,000
|
No. of securities held after change
|
1,712,326
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Share Purchase Plan.
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
|
Nil.
|
Nature of interest
|
Name of registered holder
(if issued securities)
|
Date of change
|
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Interest acquired
|
Interest disposed
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Interest after change
|
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above
traded during a +closed period where prior written clearance was required?
|
No.
|
If so, was prior written clearance provided to allow the trade to
proceed during this period?
|
If prior written clearance was provided, on what date was this
provided?
|
9 June 2015
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Troy Resources Limited
ABN 33 006 243 750
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
|
Ken K. Nilsson
|
Date of last notice
|
19 December 2014
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
|
Direct
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Date of change
|
5 June and 9 June 2015
|
No. of securities held prior to change
|
i) 482,694 Ordinary shares
ii) 620,000 Share appreciation rights
|
Class
|
i) Ordinary shares
ii) Share appreciation rights
|
Number acquired
|
i) 100,000
|
Number disposed
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
$40,000
|
No. of securities held after change
|
i) 582,694 Ordinary shares
ii) 620,000 Share appreciation rights
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Share Purchase Plan - 37,500 ordinary shares
Participation in placement - 62,500 ordinary shares
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
|
Nil.
|
Nature of interest
|
Name of registered holder
(if issued securities)
|
Date of change
|
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Interest acquired
|
Interest disposed
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Interest after change
|
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above
traded during a +closed period where prior written clearance was required?
|
No.
|
If so, was prior written clearance provided to allow the trade to
proceed during this period?
|
If prior written clearance was provided, on what date was this
provided?
|
Dated: 9 June 2015
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Troy Resources Limited
ABN 33 006 243 750
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
|
Martin David Purvis
|
Date of last notice
|
18 December 2014
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
|
Direct
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Date of change
|
9 June 2015
|
No. of securities held prior to change
|
240,000 Share appreciation rights
|
Class
|
Ordinary fully paid shares
|
Number acquired
|
187,500
|
Number disposed
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
$75,000
|
No. of securities held after change
|
i) 187,500 Ordinary fully paid shares
ii) 240,000 Share appreciation rights
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Participation in placement
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract
|
Nil.
|
Nature of interest
|
Name of registered holder
(if issued securities)
|
Date of change
|
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Interest acquired
|
Interest disposed
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Interest after change
|
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above
traded during a +closed period where prior written clearance was required?
|
No.
|
If so, was prior written clearance provided to allow the trade to
proceed during this period?
|
If prior written clearance was provided, on what date was this
provided?
|
Dated: 9 June 2015
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011