Microsoft Word - Appendix 3Y Ian Huitson 28 Nov 2014.doc
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity : Spitfire Resources Limited
ABN : 40 125 578 743
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Ian Huitson
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Date of last notice
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3 December 2013
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Direct or indirect interest
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Direct and Indirect
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Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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Eva Dinggal (Wife)
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Date of change
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28 November 2014
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No. of securities held prior to change
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446,857 - Fully paid ordinary shares
1,000,000 - 11c 22 November 2017 share options
47,619 - 12c 31 March 2016 share options
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Class
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4.5c 28 Nov 2019 Share Options
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Number acquired/exercised
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1,500,000 - 4.5c 28 Nov 2019 Share Options
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Number disposed
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-
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Value/Consideration
Note: If consideration is non‐cash, provide details and estimated valuation
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Nil
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
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No. of securities held after change
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446,857 - Fully paid ordinary shares
1,000,000 - 11c 22 November 2017 Share Options
47,619 - 12c 31 March 2016 Share Options
1,500,000 - 4.5c 28 Nov 2019 Share Options
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Nature of change
Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
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Issue of share options on 28 November 2014 as approved by shareholders at the Annual General Meeting
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Detail of contract
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Nature of interest
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Name of registered holder
(if issued securities)
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Date of change
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
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Interest acquired
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Interest disposed
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Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated valuation
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Interest after change
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Part 3 - +Closed period
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
+ See chapter 19 for defined terms.
Appendix 3Y Change of Director's Interest Notice
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity : Spitfire Resources Limited
ABN : 40 125 578 743
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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James Tyson Hamilton
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Date of last notice
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30 April 2014
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Direct or indirect interest
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Indirect
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Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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James Tyson Hamilton
‐ Trustee and Beneficiary
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Date of change
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27‐28 November 2014
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No. of securities held prior to change
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21,166,681 - Ordinary fully paid shares
3,000,000 - 16.8c 27 Nov 2014 Share options
1,500,000 - 11c 22 Nov 2017 Share options
222,222 - 12c 31 March 2016 Share options
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Class
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1.) 4.5c 28 Nov 2019 Share Options
2.) 16.8c 27 Nov 2014 Share Options
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Number acquired/exercised
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1.) 3,000,000 4.5c 28 Nov 2019 Share
Options
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Number disposed
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2.) 3,000,000 16.8c Share Options expired on 27 Nov 2014
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
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Value/Consideration
Note: If consideration is non‐cash, provide details and estimated valuation
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Nil
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No. of securities held after change
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21,166,681 - Ordinary fully paid shares
1,500,000 - 11c 22 Nov 2017 Share options
222,222 - 12c 31 March 2016 Share options
3,000,000 - 4.5c 28 Nov 2019 Share options
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Nature of change
Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
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1.) Expiry of share options on 27 November
2014
2.) Issue of share options on 28 November 2014 as approved by shareholders at the Annual General Meeting
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Detail of contract
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Nature of interest
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Name of registered holder
(if issued securities)
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Date of change
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
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Interest acquired
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Interest disposed
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Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated valuation
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Interest after change
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Part 3 - +Closed period
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
+ See chapter 19 for defined terms.
Appendix 3Y Change of Director's Interest Notice
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity : Spitfire Resources Limited
ABN : 40 125 578 743
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Russell Paul Hardwick
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Date of last notice
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7 March 2014
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
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Direct and Indirect
|
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Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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Bushvale Holdings Pty Ltd
‐ Director and shareholder
Mary Louise Hardwick
‐ Related Party
Russell Paul Hardwick
‐ Trustee and Beneficiary
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Date of change
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27‐28 November 2014
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No. of securities held prior to change
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8,286,626 ‐ Fully Paid Ordinary shares
2,000,000 - 16.8c 27 Nov 2014 Share Options
1,500,000 - 11c 22 Nov 2017 Share Options
59,724 - 12c 31 March 2016 Share Options
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Class
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1.) 4.5c 28 Nov 2019 Share Options
2.) 16.8c 27 Nov 2014 Share Options
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Number acquired
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1.) 2,000,000 4.5c 28 Nov 2019 Share
Options
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
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Number disposed
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2.) 2,000,000 16.8c Share options expired on
27 Nov 2014
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Value/Consideration
Note: If consideration is non‐cash, provide details and estimated valuation
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N/A
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No. of securities held after change
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8,286,626 ‐ Fully Paid Ordinary shares
1,500,000 - 11c 22 Nov 2017 Share Options
59,724 - 12c 31 March 2016 Share Options
2,000,000 - 4.5c 28 Nov 2019 Share options
|
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Nature of change
Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
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1.) Expiry of share options on 27 November
2014
2.) Issue of share options on 28 November 2014 as approved by shareholders at the Annual General Meeting
|
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Detail of contract
|
|
Nature of interest
|
|
Name of registered holder
(if issued securities)
|
|
Date of change
|
|
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
|
|
Interest acquired
|
|
Interest disposed
|
|
Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated valuation
|
|
Interest after change
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Part 3 - +Closed period
Appendix 3Y Change of Director's Interest Notice
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Were the interests in the securities or contracts detailed above traded during a +closed period where prior written
clearance was required?
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No
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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N/A
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If prior written clearance was provided, on what date was this provided?
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N/A
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3