Azumah Resources Limited
ABN 72 112 320 251
Suite 2, 11 Ventnor Avenue
West Perth WA 6005
PO Box 1073
West Perth WA 6872
P +618 9486 7911
F +618 9481 4417
W www.azumahresources.com.au
E [email protected]
7 January 2014
Kerrie Papamihail
ASX Limited
Level 8, Exchange Plaza
2 The Esplanade
PERTH WA 6000
Dear Kerrie,
APPENDIX 3Y - CHANGE OF DIRECTOR'S INTEREST NOTICE
We attach Appendix 3Y Change of Director's Interest Notices for Stephen Stone, Michael Atkins and Geoff Jones of Azumah Resources Limited ("the Company").
The Company notes the Appendix 3Y's for Messers Stone, Atkins and Jones advise of a change to their interests in Company securities which due to leave over the holiday season the expiry has not been previously notified.
The Company believes it has adequate arrangements in place which includes processes to inform the Company's directors of their obligations to advise the Company of security trading activity and acknowledgments from directors of their obligations in relation to those matters.
The Company does not believe the current arrangement to be inadequate. If you have any queries, please contact Dennis Wilkins.
Dennis Wilkins
Company Secretary
Appendix 3Y
Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information
and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity AZUMAH RESOURCES LIMITED
ABN 72 112 320 251
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
Name of Director
|
Stephen Stone
|
|
Date of last notice
|
11 November 2013
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
|
Indirect
|
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
(i) Stephen Stone ATF <The Pearlstone
Family Account>
(ii) Gladstone Super Pty Ltd <Gladstone
Superannuation Fund Account>
|
|
Date of change
|
15 December 2013
|
|
No. of securities held prior to
change
|
(i) 2,500,000 unlisted options exercisable at
$0.26, expiry 15/12/2013
2,000,000 performance rights, expiry
30/11/2014
(ii) 7,633,633 fully paid ordinary shares
|
|
Class
|
Unlisted options exercisable at $0.26, expiry
15/12/13
|
|
Number acquired
|
Nil
|
|
Number disposed
|
(i) (2,500,000)
|
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
N/A
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
|
No. of securities held after change
|
(i) 2,000,000 performance rights, expiry
30/11/2014
(ii) 7,633,633 fully paid ordinary shares
|
|
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Expiry of options.
|
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should
be disclosed in this part.
|
Detail of contract
|
N/A
|
|
Nature of interest
|
N/A
|
|
Name of registered holder
(if issued securities)
|
N/A
|
|
Date of change
|
N/A
|
|
No. and class of securities to
which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
|
Interest acquired
|
N/A
|
|
Interest disposed
|
N/A
|
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
N/A
|
|
Interest after change
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Part 3 - +Closed period
Appendix 3Y
Change of Director's Interest Notice
|
Were the interests in the securities or contracts
detailed above traded during a +closed period where prior written clearance was required?
|
No
|
|
If so, was prior written clearance provided to allow
the trade to proceed during this period?
|
N/A
|
|
If prior written clearance was provided, on what
date was this provided?
|
N/A
|
7 January 2014
Dennis Wilkins
Company Secretary
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information
and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity AZUMAH RESOURCES LIMITED
ABN 72 112 320 251
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
Name of Director
|
Michael Atkins
|
|
Date of last notice
|
7 May 2013
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should
be disclosed in this part.
|
Direct or indirect interest
|
(i) Indirect
(ii) Direct
|
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
(i) Windamurah Pty Ltd ATF The Atkins
Superannuation Fund
(ii) Michael William Atkins
|
|
Date of change
|
15 December 2013
|
|
No. of securities held prior to
change
|
(i) 600,000 fully paid ordinary shares
(ii) 1,000,000 unlisted options exercisable at
$0.26, expiry 15/12/2013
1,000,000 unlisted options exercisable at
$0.60, expiry 30/11/2014
|
|
Class
|
Unlisted options exercisable at $0.26, expiry
15/12/2013
|
|
Number acquired
|
Nil
|
|
Number disposed
|
(ii) (1,000,000)
|
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
N/A
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
|
No. of securities held after change
|
(i) 600,000 fully paid ordinary shares
(ii) 1,000,000 unlisted options exercisable at
$0.60, expiry 30/11/2014
|
|
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Expiry of options.
|
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should
be disclosed in this part.
|
Detail of contract
|
N/A
|
|
Nature of interest
|
N/A
|
|
Name of registered holder
(if issued securities)
|
N/A
|
|
Date of change
|
N/A
|
|
No. and class of securities to
which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
|
Interest acquired
|
N/A
|
|
Interest disposed
|
N/A
|
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
N/A
|
|
Interest after change
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Part 3 - +Closed period
Appendix 3Y
Change of Director's Interest Notice
|
Were the interests in the securities or contracts
detailed above traded during a +closed period where prior written clearance was required?
|
No
|
|
If so, was prior written clearance provided to allow the trade to proceed during this period?
|
N/A
|
|
If prior written clearance was provided, on what
date was this provided?
|
N/A
|
7 January 2014
Dennis Wilkins
Company Secretary
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information
and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity AZUMAH RESOURCES LIMITED
ABN 72 112 320 251
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
Name of Director
|
Geoff Michael Jones
|
|
Date of last notice
|
19 December 2011
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
|
Direct
|
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
N/A
|
|
Date of change
|
15 December 2013
|
|
No. of securities held prior to change
|
1,000,000 unlisted options exercisable at
$0.26, expiry 15/12/2013
1,000,000 unlisted options exercisable at
$0.60, expiry 30/11/2014
|
|
Class
|
Unlisted Options exercisable at $0.26, expiry
15/12/2013
|
|
Number acquired
|
Nil
|
|
Number disposed
|
(1,000,000)
|
|
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
N/A
|
|
No. of securities held after change
|
1,000,000 unlisted options ($0.60, expiry
30/11/2014)
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Expiry of options.
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Detail of contract
|
N/A
|
|
Nature of interest
|
N/A
|
|
Name of registered holder
(if issued securities)
|
N/A
|
|
Date of change
|
N/A
|
|
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
|
Interest acquired
|
N/A
|
|
Interest disposed
|
N/A
|
|
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
N/A
|
|
Interest after change
|
N/A
|
Part 3 - +Closed period
|
Were the interests in the securities or contracts
detailed above traded during a +closed period where prior written clearance was required?
|
No
|
|
If so, was prior written clearance provided to allow
the trade to proceed during this period?
|
N/A
|
|
If prior written clearance was provided, on what
date was this provided?
|
N/A
|
7 January 2014
Dennis Wilkins
Company Secretary
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011