Sandfire Resources NL

Published : January 29th, 2016

Becoming a substantial holder from CBA

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Keywords :   Australia | Georgia | Powers That Be | Ubs | Vote |

Becoming a substantial holder from CBA

dd26b3b9-0f53-41a9-b06a-7517c5a0c768.pdf

F-3631


FORM 603


Corporations Act 2001 Section 671B

Notice of initial substantial holder



To: Company Name/Scheme: SANDFIRE RESOURCES NL


ACN/ARSN: 105 154 185


  1. Details of substantial holder


    Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A The holder became a substantial holder on: 28/01/2016


  2. Details of voting power


    The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows.


    Class of securities

    Number of securities

    Person's votes

    Voting power (%)

    Fully Paid ordinary shares

    5,475,729

    5,475,729

    3.48


    For the Securities (if any) listed below see NOTE 1 at the end of this form


    Class of securities

    Number of securities

    Person's votes

    Voting power (%)

    Fully Paid ordinary shares

    2,566,461

    2,566,461

    1.63



    Class of securities

    Number of securities

    Person's votes

    Voting power (%)

    GRAND TOTAL

    Fully paid ordinary shares

    8,042,190

    8,042,190

    5.11

  3. Details of relevant interests


The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:


Holder of relevant interest

Nature of relevant interest

Class and number of securities


CBA Equities Limited ACN 003 485 952

Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising as a result of having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in a proprietary capacity (including as a result of underwriting activities). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.


116,701

Fully paid ordinary shares


Nature of relevant interest derived from; ordinary shares 116,701


Avanteos Investments Limited ACN 096 259 979

Relevant interest under paragraph 608(1)(a), 608(1)(b) and 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.


300

Fully paid ordinary shares


Nature of relevant interest derived from; ordinary shares 300


Colonial First State Investments Limited ACN 002 348 352

Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.


72,565

Fully paid ordinary shares


Nature of relevant interest derived from; ordinary shares 72,565

Colonial First State Investments Limited (Note 1)

Relevant interest under paragraph 608(1)(b) and/or

2,566,461

Fully paid ordinary shares


ACN 002 348 352

608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated.


(including 69,811 borrowed from UBS AG (Agreement 2), see Annexure C)


Nature of relevant interest derived from; ordinary shares 2,566,461


Realindex Investments Pty Limited ACN 133 312 017

Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.


1,037,470

Fully paid ordinary shares


Nature of relevant interest derived from; ordinary shares 1,037,470


Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798

Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as trustee for the Officers' Superannuation Fund. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.


35,249

Fully paid ordinary shares


Nature of relevant interest derived from;


ordinary shares 35,249


Colonial First State Asset Management (Australia) Limited ACN 114 194 311

Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.


4,213,444

Fully paid ordinary shares


Nature of relevant interest derived from; ordinary shares 4,213,444


Colonial First State Investments Limited ACN 002 348 352

Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.


6,002,198

Fully paid ordinary shares


(including 69,811 borrowed from UBS AG (Agreement 2), see Annexure C)


Nature of relevant interest derived from; ordinary shares 6,002,198


Sovereign Services Limited ACN 969417

Relevant interest under paragraph 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates, or in its capacity as the provider of a discretionary investment management service. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.


9,446

Fully paid ordinary shares


Nature of relevant interest derived from; ordinary shares 9,446

ASB Group Investments Limited Company Number 533945

Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities


41,798

Fully paid ordinary shares

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Sandfire Resources NL

DEVELOPMENT STAGE
CODE : SFR.AX
ISIN : AU000000SFR8
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Sandfire is a copper and gold exploration company based in Australia.

Sandfire develops copper, gold and silver in Australia, and holds various exploration projects in Australia.

Its main asset in development is DEGRUSSA in Australia and its main exploration properties are URANDY, YANNARIE, BORROLOOLA and DOOLGUNNA in Australia.

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8/19/2009ASX RELEASE 19 AUGUST 2009
8/3/2009ASX ANOUNCEMENT
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10/24/2008http://www.asx.com.au/asxpdf/20081020/pdf/31cztt41g7yzb6.pdf
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AUSTRALIA (SFR.AX)
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AUSTRALIA
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