The Capital Group Companies, Inc.
333 South Hope Street
Los Angeles, California 90071-1406
thecapitalgroup.com
18 August 2015
BY FAX - ORIGINAL IN POST
(61 8 9380 9666)
Cape Lambert Resources Limited
32 Harrogate Street
West Leederville, WA 6007
Australia
Re: Notice of Person Ceasing to be a Substantial Shareholder under Section 671B
Company Secretary:
Enclosed is a Notice under Section 671B of Person Ceasing to be a Substantial Shareholder dated 17
August 2015.
The Capital Group Companies, Inc. ("CGC") is the parent company of Capital Research and Management Company ("CRMC"). CRMC is a U.S.-based investment management company that manages the American Funds family of mutual funds. CRMC manages equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC in turn is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of five investment management companies ("CGII management companies"): Capital Guardian Trust Company, Capital International, Inc., Capital International Limited, Capital International Sàrl and Capital International K.K. The CGII management companies primarily serve as investment managers to institutional clients.
Neither CGC nor any of its affiliates own shares of Cape Lambert Resources Limited for its own account. Rather, the shares reported on Form 605 are owned by accounts under the discretionary investment management of one or more of the investment management companies that make up CGC.
Please note that CGC or one of its affiliates has made notifications to your company pursuant to Section
671B in the past.
For the purpose of this Notice, an outstanding share balance of 626,686,586 shares was used to calculate the percentage of holdings. We believe this outstanding share balance is correct; however, if this number is not accurate, please contact us as soon as possible so we may make the necessary revisions.
Should you have questions or require additional information, please contact us at (213) 615-0469, or send a fax message to (213) 615-4056. Alternatively, you may contact us via e-mail at [email protected]
Regards, Christopher Aquino
Compliance Specialist
Form 605
Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder
ToCompany Name/Scheme Cape Lambert Resources Limited
ACN/ARSN 095 047 920
1. Details of substantial holder(1)
Name The Capital Group Companies, Inc. CAN/ARSN (if applicable N/A
|
The holder ceased to be a substantial holder on
|
17 August 2015
|
|
The previous notice was given to the company on 3 August 2015
|
|
The previous notice was dated 31 July 2015
|
The shares reported were owned by accounts under the discretionary investment management of 1 investment management company (Capital Research and Management Company) which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071.
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
|
Date of change
|
Person whose relevant interest
changed
|
Nature of change
(4)
|
Consideration given in relation to
change(5)
|
Class (6)
and number of securities affected
|
Person's votes affected
|
|
3 August
2015
-
17 August
2015
|
The Capital Group
Companies, Inc.
|
Decreased holdings
|
Average price per share of 0.0111 AUD
|
38,019,846
Ordinary
Shares
|
38,019,846
|
See Annexure A dated 31 July 2015
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
|
Name and ACN/ARSN (if applicable)
|
Nature of association
|
|
N/A
|
N/A
|
4. Addresses
The addresses of persons named in this form are as follows:
|
Name
|
Address
|
|
The Capital Group Companies, Inc.
|
333 South Hope Street, 55th Floor
Los Angeles, CA 90071
|
The shares being reported are owned by accounts under the discretionary investment management of 1 investment management company (Capital Research and Management Company) which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071.
See Annexure A dated 17 August 2015 (copy attached)
Signature
Print name: Walter R. Burkley Capacity: Senior Counsel
sign here Date: 18 August 2015
Annexure "A"
This is the Annexure of 2 pages marked Annexure "A" referred to in Form 605 (cease)
signed by this corporation on 18 August 2015.
The Capital Group Companies, Inc.
By: Walter R. Burkley
Senior Counsel
Australia Annexure A
Cape Lambert Resources Limited
As of 17 August 2015
CG Investment Management Company Account NumberNumber of Shares% Held
Capital Research and Management Company 11000035 0 0.00%
0
GRAND TOTAL 0 0.00%
Australia Annexure A Nominee List
Cape Lambert Resources Limited
As of 17 August 2015
Nominee Name
Westpac Custodian Nominees
50 Pitt Street, 8th Floor
Sydney, NSW 2000
Australia
11000035 0
Total Shares: 0