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0a7b688d-5474-4b41-9fd5-e5978e6a6e02.pdf
F-3575
FORM 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme: INDEPENDENCE GROUP NL
ACN/ARSN: 092 786 304
1. Details of substantial holder
Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A
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There was a change in the interests of the substantial holder on
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21/12/2015
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The previous notice was given to the company on
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06/11/2015
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The previous notice was dated
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05/11/2015
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2. Previous and present voting power
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The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
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Class of securities
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Previous notice
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Present notice
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Person's votes
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Voting power (%)
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Person's votes
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Voting power (%)
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Fully Paid Ordinary Shares
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19,800,342
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3.87
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22,899,587
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4.47
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For the Securities (if any) listed below see NOTE 1 at the end of this form
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Class of securities
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Previous notice
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Present notice
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Person's votes
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Voting power (%)
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Person's votes
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Voting power (%)
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Fully Paid Ordinary Shares
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6,290,486
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1.22 See note 1 at the end of this form
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8,297,244
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1.62 See note 1 at the end of this form
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Class of securities
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Previous notice
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Present notice
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Person's votes
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Voting power (%)
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Person's votes
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Voting power (%)
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Grand TOTAL
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26,090,828
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5.10
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31,196,831
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6.10
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Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial shareholder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
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Date of change
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Person whose relevant interest changed
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Nature of change
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Consideration given in relation to change
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Class and number of securities affected
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Person's votes affected
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See annexure B to this notice
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Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
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Holder of relevant interest
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Registered holder of securities
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Person entitled to be registered as holder
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Nature of relevant interest
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Class and number of securities
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Person's votes
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CBA Equities Limited ACN 003
485 952
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Share Direct Nominees Pty Limited
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Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising as a result of having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in a proprietary capacity (including as a result of underwriting activities). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.
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862,062
Fully paid ordinary shares
(including 2 borrowed from Merrill Lynch International, see Annexure C)
(including 461,000 borrowed from Merrill Lynch Equities Australia Limited, see Annexure C)
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862,062
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Nature of relevant interest derived from;
ordinary shares 862,062
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Avanteos Investments Limited ACN 096
259 979
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Avanteos Investments Limited
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Relevant interest under paragraph 608(1)(a), 608(1)(b) and 608(1)(c) of
the Corporations Act 2001 (Cth), being a relevant interest arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.
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13,374
Fully paid ordinary shares
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13,374
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Nature of relevant interest derived from;
ordinary shares 13,374
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Colonial First State Investments Limited (Note 1)
ACN 002 348 352
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Citicorp Nominees Pty Limited (Australia)
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Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached
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5,048,720
Fully paid ordinary shares
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5,048,720
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to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated.
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Nature of relevant interest derived from;
ordinary shares 5,048,720
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Colonial First State Investments Limited (Note 1)
ACN 002 348 352
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Northern Trust Company
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Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State
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22,003
Fully paid ordinary shares
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22,003
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