FORM 604
Corporations Act 2001
Section 671B
NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER
To: Company Name/Scheme
ACN/ARSN
SRI - Sipa Resources Limited
009 448 980
1. Details of Substantial Holder(1)
Name Acorn Capital Limited
ACN/ARSN (if applicable) 082 694 531
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
2. Previous and present voting power
16/06/2015
4/06/2014
4/06/2014
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
|
Class of Securities (4)
|
Previous notice
|
Present Notice
|
|
Person's votes
|
Voting power (5)
|
Person's votes
|
Voting power (5)
|
|
Ordinary
|
38,285,716
|
6.49%
|
36,938,226
|
5.25%
|
|
|
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
|
Date of Change
|
Person whose relevant interest changed
|
Nature of change (6)
|
Consideration given in relation to change (7)
|
Class and number of securities affected
|
Person's votes affected
|
|
See Annexure A
|
4. Present relevant interests
Particulars of each relevant interests of the substantial holder in voting securities after the change are as follows:
|
Holder of Relevant Interest
|
Registered Holder of Securities
|
Person Entitled to be
Registered as Holder (8)
|
Nature of relevant interest
(6)
|
Class and
Number of
Securities
|
Person's
Votes
|
|
Acorn Capital Ltd
|
National Nominees
|
National Nominees
|
In its capacity as investment
manager for various superannuation funds, institutional investor portfolios and unit trusts has the power to exercise , or
control of, a right attached to the securities and has the power to dispose of, or control the exercise of a power to dispose of, the securities.
|
5,552,190
|
5,552,190
|
|
Acorn Capital Ltd
|
JP Morgan Chase Nominees
|
JP Morgan Chase Nominees
|
In its capacity as investment
manager for various superannuation funds, institutional investor portfolios and unit trusts has the power to exercise , or
control of, a right attached to the securities and has the power to dispose of, or control the exercise of a power to dispose of, the securities.
|
15,105,660
|
15,105,660
|
|
Acorn Capital Ltd
|
Citicorp Nominees
|
Citicorp Nominees
|
In its capacity as investment
manager for various superannuation funds, institutional investor portfolios and unit trusts has the power to exercise , or
control of, a right attached to the securities and has the power to dispose of, or control the exercise of a power to dispose of, the securities.
|
16,280,376
|
16,280,376
|
|
In its capacity as investment
manager for various superannuation funds, institutional investor portfolios and unit trusts has the power to exercise , or
control of, a right attached to the securities and has the power to dispose of, or control the exercise of a power to dispose of, the securities.
|
5. Changes in Associates
The persons who have become associates (2) of, ceased to be associates, or have change the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
|
Name and ACN/ARSN (if applicable)
|
Name of Association
|
|
|
|
|
|
|
6. Addresses
The addresses of persons named in this form are as follows:
|
Name
|
Address
|
|
All Relevant Holders
|
C/O Acorn Capital Limited, Level 12, 90 Collins Street, Melbourne Victoria 3000
|
|
|
Print Name PAUL PALUMBO Capacity Portfolio Manager
Sign Here Date 17/06/2015
Page 2 of 3
Annexure A
04-Jun-2014 to 17-Jun-2015
Date Of Change
Entity
Type of Transaction
Consideration
Quantity
20/02/2015 Acorn Capital Ltd
13/03/2015 Acorn Capital Ltd
07/05/2015 Acorn Capital Ltd
Sale Sale Purchase
Page 3 of 3
-$89,361.59 -1,400,000
-$146,383.73 -1,694,161
$126,633.66 1,746,671