3 August 2015
BY FAX - ORIGINAL IN POST(61 8 9380 9666)
Cape Lambert Resources Limited
32 Harrogate Street
West Leederville, WA 6007
Australia
The Capital Group Companies, Inc.
333 South Hope Street
Los Angeles, California 90071-1406 thecapitalgroup.com
Re: Notice of Change in Interests of Substantial Shareholder under Section 671B
Company Secretary:
Enclosed is a Notice of Change in Interests of Substantial Shareholder under Section 671B dated 31 July
2015. Please note that a copy of this report has been sent to the Australian Stock Exchange.
The Capital Group Companies, Inc. ("CGC") is the parent company of Capital Research and Management Company ("CRMC"). CRMC is a U.S.-based investment management company that manages the American Funds family of mutual funds. CRMC manages equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC in turn is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of five investment management companies ("CGII management companies"): Capital Guardian Trust Company, Capital International, Inc., Capital International Limited, Capital International Sàrl and Capital International K.K. The CGII management companies primarily serve as investment managers to institutional clients.
Neither CGC nor any of its affiliates own shares of Cape Lambert Resources Limited for its own account. Rather, the shares reported on Form 604 are owned by accounts under the discretionary investment management of one or more of the investment management companies that make up CGC.
For the purpose of this Notice, an outstanding share balance of 626,686,586 shares was used to calculate the percentage of holdings. We believe this outstanding share balance is correct; however, if this number is not accurate, please contact us as soon as possible so we may make the necessary revisions.
Should you have questions or require additional information, please contact us at (213) 615-0469, or send a fax message to (213) 615-4056. Alternatively, you may contact us via e-mail at [email protected]
Regards, Vivien Tan
Compliance Specialist
604 page Page 1 of 2
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
ToCompany Name/Scheme Cape Lambert Resources Limited
ACN/ARSN 095 047 920
1. Details of substantial holder(1)
Name The Capital Group Companies, Inc. ACN/ARSN (if applicable) N/A
There was a change in the interests
of the substantial holder on 31 July 2015
The previous notice was given
to the company on 4 August 2014
The previous notice was dated 01 August 2014
The shares reported were owned by accounts under the discretionary investment management of 1 investment management company (Capital Research and Management Company) which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071.
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
|
Class of securities (4)
|
Previous notice
|
Present notice
|
|
Class of securities (4)
|
Person's votes
|
Voting power (5)
|
Person's votes
|
Voting power (5)
|
|
Ordinary Shares
|
47,330,825
|
7.1159%
|
38,019,846
|
6.0668%
|
The shares being reported under this section are owned by accounts under the discretionary investment management of 1 investment management company (Capital Research and Management Company) which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071.
604 page Page 2 of 2
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
|
Date of
change
|
Person whose
relevant interest changed
|
Nature of
change (6)
|
Consideration given in
relation to change (7)
|
Class and number
of securities affected
|
Person's
votes affected
|
|
01/07/2015
to
31/07/2015
|
The Capital Group
Companies, Inc.
|
Decreased holdings
|
Average price of 0.0208
|
9,310,979
Ordinary Shares
|
9,310,979
|
See Annexure A dated 01 August 2014
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
|
Holder of
relevant interest
|
Registered holder of
securities
|
Person entitled to
be registered as holder (8)
|
Nature of relevant
interest (6)
|
Class and
number of securities
|
Person's votes
|
|
none
|
|
See Annexure A dated 31 July 2015 (copy attached)
|
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
|
Name and ACN/ARSN (if
applicable)
|
Nature of association
|
|
N/A
|
N/A
|
6. Addresses
The addresses of persons named in this form are as follows:
|
Name
|
Address
|
|
The Capital Group Companies, Inc.
|
333 South Hope Street, 55th Floor
Los Angeles, CA 90071
|
Signature
print name: Liliane Corzo Capacity: Senior Counsel
sign here
date 03 August 2015
Annexure "A"
This is the Annexure of 2 pages marked Annexure "A" referred to in Form 604 signed by this corporation on 3 August 2015.
The Capital Group Companies, Inc.
By: Liliane Corzo
Senior Counsel
Australia Annexure A
Cape Lambert Resources Limited
As of 31 July 2015
CG Investment Management Company Account NumberNumber of Shares% Held
Capital Research and Management Company 11000035 38,019,846 6.07%
38,019,846
GRAND TOTAL 38,019,846 6.07%
Australia Annexure A Nominee List
Cape Lambert Resources Limited
As of 31 July 2015
Nominee Name
Westpac Custodian Nominees
50 Pitt Street, 8th Floor
Sydney, NSW 2000
Australia
11000035 38,019,846
Total Shares: 38,019,846