Microsoft Word - 2015-04-08 Appendix 3Y x7
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity African Energy Resources Limited
ARBN 123 316 781
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Alasdair Campbell Cooke
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Date of last notice
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2 December 2014
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Part 1 ‐ Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Direct or indirect interest
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Direct
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Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
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Glenlaren Pty Ltd
Burls Holdings Pty Ltd (Trustee of Family Trust)
Melissa Cooke (Spouse)
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Date of change
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2 April 2015
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No. of securities held prior to change
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Direct 25,670,189 Ordinary Shares
933,333 Performance Rights
Indirect 16,395,701 Ordinary Shares (Glenlaren Pty Ltd)
2,567,477 Ordinary Shares (Burls Holdings Pty Ltd)
4,749,102 Ordinary Shares (Melissa Cooke)
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Class
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Ordinary Shares
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Number acquired
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454,547
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Number disposed
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Nil
|
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Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation
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Nil
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+ See chapter 19 for defined terms.
Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
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No. of securities held after change
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Direct 26,124,736 Ordinary Shares
933,333 Performance Rights
Indirect 16,395,701 Ordinary Shares (Glenlaren Pty Ltd)
2,567,477 Ordinary Shares (Burls Holdings Pty Ltd)
4,749,102 Ordinary Shares (Melissa Cooke)
|
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Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
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Shares issued to Directors in lieu of cash salary as approved by Shareholders at
Annual General Meeting held on 27 November 2014.
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Part 2 - Change of director's interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Detail of contract
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N/A
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Nature of interest
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N/A
|
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Name of registered holder
(if issued securities)
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N/A
|
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Date of change
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N/A
|
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No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
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N/A
|
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Interest acquired
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N/A
|
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Interest disposed
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N/A
|
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Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated valuation
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N/A
|
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Interest after change
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N/A
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Part 3 - +Closed period
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Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
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No
|
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If so, was prior written clearance provided to allow the trade to
proceed during this period?
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N/A
|
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If prior written clearance was provided, on what date was this
provided?
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity African Energy Resources Limited
ARBN 123 316 781
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Charles Frazer Tabeart
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Date of last notice
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2 December 2014
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Part 1 ‐ Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director"
should be disclosed in this part.
|
Direct or indirect interest
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Indirect
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Nature of indirect interest
(including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
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Revenge Holdings Pty Ltd Geogen Consulting Pty Ltd ATF Geogen Trust
Dina Tabeart (spouse)
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Date of change
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2 April 2015
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No. of securities held prior to change
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Direct 1,460,761 Ordinary Shares
2,266,666 Performance Rights
Indirect 373,569 Ordinary Shares (Revenge Holdings)
2,615,476 Ordinary Shares (Geogen Consulting)
381,871 Ordinary Shares (Dina Tabeart)
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Class
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Ordinary Shares
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Number acquired
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409,090
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Number disposed
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Nil
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Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation
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Nil
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No. of securities held after change
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Direct 1,460,761 Ordinary Shares
2,266,666 Performance Rights
Indirect 373,569 Ordinary Shares (Revenge Holdings)
3,024,566 Ordinary Shares (Geogen Consulting)
381,871 Ordinary Shares (Dina Tabeart)
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+ See chapter 19 for defined terms.
Appendix 3Y Page 3
Appendix 3Y
Change of Director's Interest Notice
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
Shares issued to Directors in lieu of cash salary as approved by
Shareholders at Annual General Meeting held on 27 November 2014.
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Detail of contract
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N/A
|
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Nature of interest
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N/A
|
|
Name of registered holder
(if issued securities)
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N/A
|
|
Date of change
|
N/A
|
|
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
|
Interest acquired
|
N/A
|
|
Interest disposed
|
N/A
|
|
Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated
valuation
|
N/A
|
|
Interest after change
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N/A
|
Part 3 - +Closed period
|
Were the interests in the securities or contracts detailed above traded during a +closed
period where prior written clearance was required?
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No
|
|
If so, was prior written clearance provided to allow the trade to proceed during this
period?
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N/A
|
|
If prior written clearance was provided, on what date was this provided?
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 4
Appendix 3Y Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity African Energy Resources Limited
ARBN 123 316 781
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Gregory William Fry
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Date of last notice
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2 December 2014
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Part 1 ‐ Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
|
Direct
|
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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The Fry Family Superfund
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Date of change
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2 April 2015
|
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No. of securities held prior to change
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Direct 5,087,023 Ordinary Shares
1,600,000 Performance Rights
Indirect 896,981 Ordinary Shares
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Class
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Ordinary Shares
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Number acquired
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227,273
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Number disposed
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Nil
|
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Value/Consideration
Note: If consideration is non‐cash, provide details and estimated valuation
|
Nil
|
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No. of securities held after change
|
Direct 5,314,296 Ordinary Shares
1,600,000 Performance Rights
Indirect 896,981 Ordinary Shares
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 5
Appendix 3Y
Change of Director's Interest Notice
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
Shares issued to Directors in lieu of cash salary as approved by Shareholders at
Annual General Meeting held on 27 November 2014.
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Detail of contract
|
N/A
|
|
Nature of interest
|
N/A
|
|
Name of registered holder
(if issued securities)
|
N/A
|
|
Date of change
|
N/A
|
|
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
|
Interest acquired
|
N/A
|
|
Interest disposed
|
N/A
|
|
Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated valuation
|
N/A
|
|
Interest after change
|
N/A
|
Part 3 - +Closed period
|
Were the interests in the securities or contracts detailed above traded during a +closed period
where prior written clearance was required?
|
No
|
|
If so, was prior written clearance provided to allow the trade to proceed during this period?
|
N/A
|
|
If prior written clearance was provided, on what date was this provided?
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 6
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity African Energy Resources Limited
ARBN 123 316 781
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
Name of Director
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Valentine Chitalu
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Date of last notice
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2 December 2014
|
Part 1 ‐ Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
|
Indirect
|
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Beneficiary of Trust (registered holder is Mitchell River Group Pty Ltd)
|
|
Date of change
|
2 April 2015
|
|
No. of securities held prior to change
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Direct 50,000 Ordinary Shares
500,000 Performance Rights
Indirect 1,424,152 Ordinary Shares
|
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Class
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Ordinary Shares
|
|
Number acquired
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227,273
|
|
Number disposed
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Nil
|
|
Value/Consideration
Note: If consideration is non‐cash, provide details and estimated valuation
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Nil
|
|
No. of securities held after change
|
Direct 50,000 Ordinary Shares
500,000 Performance Rights
Indirect 1,651,425 Ordinary Shares
|
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Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
|
Shares issued to Directors in lieu of cash salary as approved by
Shareholders at Annual General Meeting held on 27 November 2014.
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 7
Appendix 3Y
Change of Director's Interest Notice
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Detail of contract
|
N/A
|
|
Nature of interest
|
N/A
|
|
Name of registered holder
(if issued securities)
|
N/A
|
|
Date of change
|
N/A
|
|
No. and class of securities to which
interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
|
Interest acquired
|
N/A
|
|
Interest disposed
|
N/A
|
|
Value/Consideration
Note: If consideration is non‐cash, provide
details and an estimated valuation
|
N/A
|
|
Interest after change
|
N/A
|
Part 3 - +Closed period
|
Were the interests in the securities or contracts detailed above traded during a +closed period
where prior written clearance was required?
|
No
|
|
If so, was prior written clearance provided to allow the trade to proceed during this period?
|
N/A
|
|
If prior written clearance was provided, on what date was this provided?
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 8
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity African Energy Resources Limited
ARBN 123 316 781
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
Name of Director
|
Philip David Clark
|
|
Date of last notice
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26 February 2015
|
Part 1 ‐ Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
|
Indirect and Direct
|
|
Nature of indirect interest
(including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
|
PT Clark Pty Ltd ATF PT Clark Family Trust
Mr Philip Clark ATF PTM Clark Super Fund
|
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Date of change
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2 April 2015
|
|
No. of securities held prior to change
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1,009,939 Ordinary Shares
24,231 Ordinary Shares (PT Clark Family Trust)
621,057 Ordinary Shares (PTM Clark Super Fund)
300,000 Performance Rights
|
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Class
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Ordinary Shares
|
|
Number acquired
|
1. 227,273 Ordinary Shares
2. 512,970 Ordinary Shares
|
|
Number disposed
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Nil
|
|
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation
|
1. Nil
2. $35,253
|
|
No. of securities held after change
|
1,351,182 Ordinary Shares
24,231 Ordinary Shares (PT Clark Family Trust)
1,009,939 Ordinary Shares (PTM Clark Super Fund)
300,000 Performance Rights
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 9
Appendix 3Y
Change of Director's Interest Notice
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
1. Shares issued to Directors in lieu of cash salary as approved by
Shareholders at Annual General Meeting held on 27 November 2014.
2. On market Purchase
Part 2 - Change of director's interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Detail of contract
|
N/A
|
|
Nature of interest
|
N/A
|
|
Name of registered holder
(if issued securities)
|
N/A
|
|
Date of change
|
N/A
|
|
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
N/A
|
|
Interest acquired
|
N/A
|
|
Interest disposed
|
N/A
|
|
Value/Consideration
Note: If consideration is non‐cash,
provide details and an estimated valuation
|
N/A
|
|
Interest after change
|
N/A
|
Part 3 - +Closed period
|
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
|
No
|
|
If so, was prior written clearance provided to allow the trade to
proceed during this period?
|
N/A
|
|
If prior written clearance was provided, on what date was this
provided?
|
N/A
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 10
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity African Energy Resources Limited
ARBN 123 316 781
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
Name of Director
|
Vincent Ian Masterton‐Hume
|
|
Date of last notice
|
19 December 2014
|
Part 1 ‐ Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
|
Indirect
|
|
Nature of indirect interest
(including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
|
Devipo Pty Ltd (Trustee of Family Trust)
|
|
Date of change
|
2 April 2015
|
|
No. of securities held prior to change
|
3,830,333 Ordinary Shares
200,000 Performance Rights
|
|
Class
|
Ordinary Shares
|
|
Number acquired
|
227,273
|
|
Number disposed
|
Nil
|
|
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation
|
Nil
|
|
No. of securities held after change
|
4,057,606 Ordinary Shares
200,000 Performance Rights
|
|
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
|
Shares issued to Directors in lieu of cash salary as approved by Shareholders at
Annual General Meeting held on 27 November 2014.
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 11