Change of Director's Interest
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Sumatra Copper & Gold plc
ABN 14 136 694 267
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Gavin Caudle
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Date of last notice
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8 April 2015
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Direct or indirect interest
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Indirect
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Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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Provident Minerals Pte Ltd -
(Director and shareholder)
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Date of change
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10 August 2015
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No. of securities held prior to change
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Provident Minerals Pte Ltd (Director
and shareholder) -
• 213,736,923 CHESS Depositary
Interests.
• 12,045,000 unquoted Warrants each exercisable into 1 CHESS Depositary Interest at an exercise price of A$0.06 each on or before 7 April 2017.
HSBC Custody Nominees (Australia) Limited (beneficial holder is Provident Minerals Pte Ltd, a company which G. Caudle is a Director and shareholder) -
• 5,138,620 CHESS Depositary Interests.
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
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Class
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(i) CHESS Depositary Interests (CDIs) and
(ii) unquoted Warrants.
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Number acquired
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(i) 19,013,114 CDIs and (ii) 9,506,557
unquoted Warrants each exercisable into 1
CDI at an exercise price of A$0.057 each on or before 7 August 2017.
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Number disposed
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Nil.
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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(i) A$0.05 per CDI and (ii) nil monetary
consideration.
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No. of securities held after change
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Provident Minerals Pte Ltd (Director
and shareholder) -
• 232,750,037 CHESS Depositary
Interests.
• 12,045,000 unquoted Warrants each exercisable into 1 CHESS Depositary Interest at an exercise price of A$0.06 each on or before 7 April 2017.
• 9,506,557 unquoted Warrants each exercisable into 1 CDI at an exercise price of A$0.057 each on or before 7
August 2017.
HSBC Custody Nominees (Australia) Limited (beneficial holder is Provident Minerals Pte Ltd, a company which G. Caudle is a Director and shareholder) -
• 5,138,620 CHESS Depositary Interests.
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Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
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Issue of CDIs and warrants in a placement
to professional and sophisticated investors as announced to ASX on 3
August 2015.
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
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Detail of contract
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N/A
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Nature of interest
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N/A
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+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Part 3 - +Closed period
Appendix 3Y Change of Director's Interest Notice
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Were the interests in the securities or contracts detailed above traded during a +closed period where prior written
clearance was required?
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No
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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N/A
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If prior written clearance was provided, on what date was this provided?
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N/A
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3