Change of Director's Interest
Appendix 3Y
Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Berkeley Energy Limited
ABN 40 052 468 569
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director
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Paul Campbell Atherley
|
|
Date of last notice
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6 July 2015
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
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A: Indirect
B: Indirect
C: Indirect
D: Indirect
|
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Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
A: North Asia Metals Limited
(beneficial interest)
B: North Asia Metals Limited
(beneficial interest)
C: North Asia Metals Limited
(beneficial interest)
D: North Asia Metals Limited
(beneficial interest)
|
|
Date of change
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A: Not applicable
B: Not applicable
C: Not applicable
D: 31 July 2015
|
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No. of securities held prior to change
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A: 854,000
B: 2,000,000
C: 2,000,000
D: Nil
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
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Class
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A: Ordinary Shares
B: Unlisted options exercisable at £0.15 each on or before 30 June 2018.
C: Unlisted options exercisable at £0.20 each
on or before 30 June 2019. D: Performance Share Rights.
|
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Number acquired
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A: Nil
B: Nil
C: Nil
D: 1,600,000
|
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Number disposed
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A: Nil
B: Nil C: Nil D: Nil
|
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
A: Not applicable
B: Not applicable C: Not applicable D: Nil
|
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No. of securities held after change
|
A: 854,000
B: 2,000,000
C: 2,000,000
D: 1,600,000
|
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Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
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Grant of Performance Share Rights following
a General Meeting of Shareholders on 31
July 2015.
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be
disclosed in this part.
|
Detail of contract
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Not applicable
|
|
Nature of interest
|
|
Name of registered holder
(if issued securities)
|
|
Date of change
|
|
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
|
Interest acquired
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Part 3 - +Closed period
Appendix 3Y
Change of Director's Interest Notice
|
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written clearance was required?
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No
|
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If so, was prior written clearance provided to allow the trade to proceed during this period?
|
Not applicable
|
|
If prior written clearance was provided, on what date was this provided?
|
Not applicable
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y
Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Berkeley Energy Limited
ABN 40 052 468 569
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
Name of Director
|
Robert Behets
|
|
Date of last notice
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2 January 2015
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
|
A: Direct
B: Direct
C: Indirect
D: Indirect
|
|
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
A: Not applicable
B: Not applicable
C: Robert Behets (beneficial interest)D: Robert Behets
(beneficial interest)
|
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Date of change
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A: Not applicable
B: 31 July 2015
C: Not applicable
D: Not applicable
|
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No. of securities held prior to change
|
A: 240,000
B: 480,000
B: 1,000,000
C: 1,000,000
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
|
Class
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A: Ordinary Shares
B: Performance Share Rights
C: Ordinary Shares
D: Unlisted Options exercisable at $0.45 each on or before 30 June 2016
|
|
Number acquired
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A: Nil
B: 250,000
C: Nil
D: Nil
|
|
Number disposed
|
A: Nil
B: Nil
C: Nil
D: Nil
|
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
A: Not applicable
B: Nil
C: Not applicable
D: Not applicable
|
|
No. of securities held after change
|
A: 240,000
B: 730,000
B: 1,000,000
C: 1,000,000
|
|
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Grant of Performance Share Rights following
a General Meeting of Shareholders on 31
July 2015.
|
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be
disclosed in this part.
|
Detail of contract
|
Not applicable
|
|
Nature of interest
|
|
Name of registered holder
(if issued securities)
|
|
Date of change
|
|
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
|
|
Interest acquired
|
|
Interest disposed
|
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Part 3 - +Closed period
Appendix 3Y
Change of Director's Interest Notice
|
Were the interests in the securities or contracts detailed
above traded during a +closed period where prior written clearance was required?
|
No
|
|
If so, was prior written clearance provided to allow the trade
to proceed during this period?
|
Not applicable
|
|
If prior written clearance was provided, on what date was this provided?
|
Not applicable
|
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3