ASX Release
30 July 2015
CORRECTION TO 21 JULY 2015 APPENDIX 3B
Independence Group NL ('Company') (ASX: IGO) refers to the Appendix 3B lodged on 21 July 2015 and advises of a correction to the number of unquoted performance rights that have the potential to vest not earlier than 1 July 2017. The Appendix 3B dated 21 July 2017 gave a number of 509,840 performance rights. The correct number of performance rights is 509,480.
Please find attached a corrected Appendix 3B.
For further information contact: Tony Walsh
Company Secretary/General Manager Corporate
Independence Group NL Telephone: 08 9238 8300
Appendix 3B New issue announcement
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Corrected Appendix 3B
New issue announcement,
application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12,
04/03/13
Name of entity
Independence Group NL
ABN
46 092 786 304
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be issued
Fully Paid Ordinary Shares
2 Number of +securities issued or to be issued (if known) or maximum number which may be issued
1,323,614
3 Principal terms of the
+securities (e.g. if options,
exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if
+convertible securities, the
conversion price and dates for
conversion)
Fully Paid Ordinary Shares ranking equally with all other Fully Paid Ordinary Shares
+ See chapter 19 for defined terms.
04/03/2013 Appendix 3B Page 1
Appendix 3B
New issue announcement
4 Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?
If the additional +securities do not rank equally, please state:
• the date from which they do
• the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
• the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
Yes
5 Issue price or consideration Consideration - zero
The deemed issued price is $4.09, being the 5
day VWAP up to and including 13 July 2015
6 Purpose of the issue
(If issued as consideration for
the acquisition of assets, clearly
identify those assets)
Issue on vest of Performance Rights.
6a Is the entity an +eligible entity Nothat has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6hin relation to the +securities the subject of this Appendix 3B, and comply with section 6i
6b The date the security holder resolution under rule 7.1A was passed
N/A
6c Number of +securities issued without security holder approval under rule 7.1
N/A
+ See chapter 19 for defined terms.
Appendix 3B Page 2 04/03/2013
Appendix 3B New issue announcement
6d Number of +securities issued with security holder approval under rule 7.1A
N/A
6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
N/A
6f Number of +securities issued under an exception in rule 7.2
1,323,614
6g If +securities issued under rule
7.1A, was issue price at least 75%
of 15 day VWAP as calculated
under rule 7.1A.3? Include the
+issue date and both values.
Include the source of the VWAP
calculation.
N/A
6h If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
N/A
6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
See Annexure 1
7 +Issue dates
Note: The issue date may be prescribed by
ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.
Cross reference: item 33 of Appendix 3B.
15 July 2015
8 Number and +class of all
+securities quoted on ASX
(including the +securities in
section 2 if applicable)
+ See chapter 19 for defined terms.
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Appendix 3B
New issue announcement
9 Number and +class of all
+securities not quoted on ASX
(including the +securities in
section 2 if applicable)
Note 1 - Updated to reflect vesting of shares issued under this Appendix 3B. The remaining shares are still subject to vesting conditions.
* Subject to vesting conditions.
10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Rank equally with existing Fully Paid Ordinary
Shares
Part 2 - Pro rata issue - N/A
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of +securities
(tick one)
(a) +Securities described in Part 1
(b) All other +securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid,
employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
- Same class as Fully Paid Ordinary Shares
Entities that have ticked box 34(b) - N/A
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX
may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
+ See chapter 19 for defined terms.
Appendix 3B Page 4 04/03/2013
Appendix 3B New issue announcement
• The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
• There is no reason why those +securities should not be granted
+quotation.
• An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
• Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
• If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time that we request that the+securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any information or document is not available now, we will give it to ASX before
+quotation of the+securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Date: 30 July 2015
Company Secretary
Tony Walsh
== == == == ==
+ See chapter 19 for defined terms.
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Appendix 3B
New issue announcement
Appendix 3B - Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A for eligible entities
Introduced 01/08/12 Amended 04/03/13
Part 1
|
Rule 7.1 - Issues exceeding 15% of capital
|
|
Step 1: Calculate 'A', the base figure from which the placement capacity is calculated
|
|
Insert number of fully paid +ordinary securities on issue 12 months before the
+issue date or date of agreement to issue
|
234,256,573
|
|
Add the following:
• Number of fully paid +ordinary securities issued in that 12 month period under an exception in rule 7.2
• Number of fully paid +ordinary securities issued in that 12 month period with shareholder approval
• Number of partly paid +ordinary securities that became fully paid in that
12 month period
Note:
• Include only ordinary securities here - other classes of equity securities cannot be added
• Include here (if applicable) the securities the subject of the Appendix 3B to which this form is annexed
• It may be useful to set out issues of securities on different dates as separate line items
|
1,323,614 ordinary shares
both issued under an Employee incentive plan approved by shareholders in the last 3 years
-
-
|
|
Subtract the number of fully paid +ordinary securities cancelled during that 12 month period
|
-
|
|
'A'
|
235,580,187
|
+ See chapter 19 for defined terms.
Appendix 3B Page 6 04/03/2013
Part 2 - N/A
+ See chapter 19 for defined terms.
Appendix 3B New issue announcement
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