NOTICE OF CHANGE IN DIRECTOR'S INTERESTS
14 MARCH 2014
Dragon Mining Limited (ASX:DRA) provides the following Appendix 3Y for non-executive Director, Peter Gunzburg. The Company notes that Mr Gunzberg recently acquired shares on-market. In reviewing Mr Gunzburg's relevant interest following this acquisition, it has come to light that a previous disposal of shares by Mr Gunzburg pursuant to the settlement of proceedings in the Family Court of Western Australia, was not disclosed at the time of disposal in accordance with Listing Rule 3.19A. This disposal has therefore been incorporated into the following Appendix 3Y.
The Company advises that:
1. An Appendix 3Y for the abovementioned disposal was not lodged within the time period allowed under Listing Rule 3.19.A due to an administrative oversight following the settlement of proceedings in the Family Court of Western Australia.
2. Dragon has documented procedures in place whereby its Directors are fully aware of the obligation to notify changes in interest pursuant to Listing Rule 3.19.A.
3. The Company considers that its existing notification procedures are adequate.
For and on behalf of
Dragon Mining Limited
Shannon Coates
Company Secretary
Page | 1
Appendix 3Y
Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Dragon Mining Limited
ABN 19 009 450 051
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director
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Peter Gunzburg
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Date of last notice
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16 March 2012
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Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest
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Indirect
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Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
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Supergun Pty Ltd <The Bricklanding Super
A/C>
Mr Gunzburg is a beneficiary of the
Bricklanding Super A/C.
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Date of change
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23,560 Fully Paid Ordinary Shares acquired on 13 March 2014
22,833 Fully Paid Ordinary Shares disposed on 8 February 2013
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No. of securities held prior to change
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Indirect
99,273 Ordinary Fully Paid Shares1
1. Held by Supergun Pty Ltd
<Bricklanding Super A/C> of which Mr Gunzburg is a director a beneficiary of the Bricklanding Super A/C.
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Class
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Fully Paid Ordinary Shares
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Number acquired
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23,560
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Number disposed
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22,833
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Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
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$4,456.40 (acquisition of 23,560 Fully Paid
Ordinary Shares)
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No. of securities held after change
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Indirect
100,000 Fully Paid Ordinary Shares1
1. Held by Supergun Pty Ltd
<Bricklanding Super A/C> of which Mr Gunzburg is a director a beneficiary of the Bricklanding Super A/C.
|
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
23,560 Fully Paid Ordinary Shares acquired on-market.
22,833 Fully Paid Ordinary Shares disposed on transfer of securities pursuant to a property settlement in the Family Court of Western Australia.
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Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed
in this part.
Detail of contract
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N/A
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Nature of interest
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N/A
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Name of registered holder
(if issued securities)
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N/A
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Date of change
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N/A,
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No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
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N/A
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Interest acquired
|
N/A
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Interest disposed
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N/A
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Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
N/A
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Interest after change
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N/A
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+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Part 3 - +Closed period
Appendix 3Y
Change of Director's Interest Notice
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written
clearance was required?
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No
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If so, was prior written clearance provided to allow the trade to proceed during this period?
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If prior written clearance was provided, on what date was this provided?
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+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3