Microsoft Word - ASX announcement 2016-1 Appendix 3Y - P Wasow
ASX Announcement 8 January 2016
Directors' Interest
Please find attached, for immediate release, a public announcement concerning Directors' interests.
Stephen Foster Company Secretary
8 January 2016
Alumina Limited
GPO Box 5411, Melbourne Victoria 3001 Australia
ABN 85 004 820 419
aluminalimited.com
Level 12, IBM Centre
60 City Road, Southbank Victoria 3006 Australia
tel +61 (0)3 8699 2600
fax +61 (0)3 8699 2699
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Alumina Limited
ABN 85 004 820 419
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
|
Name of Director
|
Peter WASOW
|
|
Date of last notice
|
26 August 2015
|
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Direct or indirect interest
|
-
Indirect
-
Direct
|
|
Nature of indirect interest (including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
-
50,000 fully paid ordinary shares indirectly held by the Wasow Superannuation Fund of which Mr Wasow is a beneficiary.
-
164,908 fully paid ordinary shares held directly by Mr Wasow
|
|
Date of change
|
n/a
|
|
No. of securities held prior to change
|
|
Class
|
n/a
|
|
Number acquired
|
Nil
|
|
Number disposed
|
Nil
|
|
Value/Consideration
Note: If consideration is non‐cash, provide details and estimated valuation
|
n/a
|
|
No. of securities held after change
|
-
50,000 fully paid ordinary shares indirectly held by the Wasow Superannuation Fund of which Mr Wasow is a beneficiary.
-
164,908 fully paid ordinary shares held directly by Mr Wasow
|
|
Nature of change
Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back
|
n/a
|
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
|
Detail of contract
|
-
Performance Rights granted under Alumina Long Term Incentive Plan, subject to shareholder approval
-
Conditional Share Rights granted under terms of Employment Contract
|
|
Nature of interest
|
-
Performance Rights granted under Alumina Long Term Incentive Plan, subject to shareholder approval
-
Conditional Share Rights granted under terms of Employment Contract
|
|
Name of registered holder (if issued securities)
|
n/a
|
|
Date of change
|
-
n/a
-
7 January 2016
|
|
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Nil
|
|
Interest acquired
|
-
Nil Performance Rights
-
177,988 Conditional Share Rights
|
|
Interest disposed
|
Nil
|
|
Value/Consideration
Note: If consideration is non‐cash, provide details and an estimated valuation
|
-
n/a
-
Mr Wasow has been granted 177,988 Conditional Share Rights under the terms of his Employment Contract
|
Interest after change (1) 647,900 Performance Rights in Alumina Limited
granted under the Alumina Long Term Incentive Plan held, subject to future performance testing.
(2) 292,918 Conditional Share Rights in Alumina Limited granted under the terms of Employment Contract and held, and will vest subject to continuous employment of 18 months from grant date and are restricted from disposal until 3 years has elapsed from the grant date.
Part 3 - +Closed period
|
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?
|
No
|
|
If so, was prior written clearance provided to allow the trade to proceed during this period?
|
N/A
|
|
If prior written clearance was provided, on what date was this provided?
|
N/A
|