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SOUTHERN GOLD LIMITED
ACN 107 424 519
REGISTERED OFFICE
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SHARE REGISTRY
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Level 1
8 Beulah Road
NORWOOD SA 5067 AUSTRALIA
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Security Transfer Registrars Pty Ltd
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All Correspondence to:
PO BOX 535, APPLECROSS WA 6953
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Tel (08) 9315 2333 Fax (08) 9315 2233
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EMAIL: [email protected]
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2 November 2015
Dear Option Holder,
YOUR OPTIONS TO ACQUIRE SOUTHERN GOLD LIMITED SHARES AT $0.225 PER SHARE EXPIRE ON 30 NOVEMBER 2015
We are writing to you as a registered holder of 30 NOVEMBER 2015 options in SOUTHERN GOLD LIMITED to remind you that the options will expire at 5:00pm (WST) on 30 NOVEMBER 2015.
As announced on 2 November 2015, the exercise of the options has been conditionally underwritten by Jatayco Nominees Pty Ltd. The underwriters are not related parties of the Company and are to be paid an underwriting fee of $2,750.00.
Your option holding may be exercised in whole or in part by payment of $0.225 for each option by no later than
30 November 2015. If payment is not received by 5:00pm (WST) on 30 November 2015 the options will lapse and all rights under the options will cease at that time.
Some of the courses of action available to you as a holder of these soon to expire options are:
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Exercise the options on or before 30 November 2015.
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Sell your options. Quotation of the options will cease at the close of trading on 23 November 2015
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Do nothing (i.e. allow your options to expire). If you do not exercise or sell your options they will expire on
30 November 2015 and your right to subscribe for ordinary shares in SOUTHERN GOLD LIMITED at $0.225 per share will lapse.
There is no obligation on option holders to exercise their options. However, under paragraph 6.1 of Appendix 6A of the Australian Securities Exchange (ASX) Listing Rules, the Company is required to advise option holders of the information contained in this notice.
The market sale price of ordinary shares in SOUTHERN GOLD LIMITED on ASX was $0.35 on 2 November 2015, being the last trading day in Perth prior to the date of this notice.
During the three (3) months preceding the date of this notice:
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the highest market sale price of ordinary shares on ASX was $0.40 on 29 October 2015; and
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the lowest market sale price of ordinary shares on ASX was $0.105 cents on 14 November 2015 (adjusted for Consolidation of Capital)
If you wish to exercise your options then you must complete your 'Notice of Exercise of Options' form on the reverse of this notice and forward it together with payment of $0.225 per option exercised to be received no later than 5:00pm (WST) on
30 November 2015 to the Company's share registry, being:
Security Transfer Registrars Pty Ltd
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PO Box 535
APPLECROSS WA 6953
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OR
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770 Canning Highway
APPLECROSS WA 6153
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Cheques should be made payable to 'SOUTHERN GOLD LIMITED' in Australian dollars only and should be crossed 'Not negotiable'. If you have any further questions please do not hesitate to contact our Registry on telephone (08) 9315 2333, facsimile (08) 9315 2233, or e-mail [email protected]
Yours faithfully
Daniel Hill
COMPANY SECRETARY
NOTICE OF EXERCISE OF OPTIONS
THIS DOCUMENT IS IMPORTANT. IF YOU ARE IN DOUBT AS TO HOW TO DEAL WITH IT, PLEASE CONTACT YOUR STOCK BROKER OR LICENSED PROFESSIONAL ADVISOR.
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REGISTERED OFFICE:
Level 1
8 Beulah Road
Norwood SA 5067 AUSTRALIA
«Holder_name»
«Address_line_1»
«Address_line_2»
«Address_line_3»
«Address_line_4»
«Address_line_5»
SOUTHERN GOLD LIMITED
ACN: 107 424 519
«Company_code»«Sequence_number»«Address_unknown»
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SHARE REGISTRY:
Security Transfer Registrars Pty Ltd
All Correspondence to:
PO BOX 535, APPLECROSS WA 6953 AUSTRALIA
770 Canning Highway, APPLECROSS WA 6153 AUSTRALIA T: +61 8 9315 2333 F: +61 8 9315 2233
E: [email protected] W: www.securitytransfer.com.au
ASX Code: Holder Number: Number of Options:
Amount Payable:
Number of Ordinary shares to be issued on
full exercise of options:
NOTICE OF EXERCISE OF OPTIONS EXPIRING 30 NOVEMBER 2015 @ $0.225 EACH
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I/We the above named being the registered holder of Options hereby exercise such Options to subscribe for:
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NUMBER OF NEW ORDINARY FULLY PAID SHARES AMOUNT ENCLOSED @ $0.225 PER SHARE
, , $ , , .
I/We hereby authorise you to place my/our name(s) on the register of members in respect of the number of New Shares allotted to me/us, and I/we agree to accept such Shares subject to the Rules of the Constitution of the Company.
My/Our contact details in case of enquiries are:
NAME TELEPHONE NUMBER
( )
EMAIL ADDRESS
PAYMENT INFORMATION
CHEQUE / MONEY ORDER
All cheques (expressed in Australian currency) are to be made payable to SOUTHERN GOLD LIMITED and crossed 'Not Negotiable'.
Do not forward cash as receipts will not be issued.
Sufficient cleared funds should be held in your account as your acceptance may be rejected if your cheque is dishonoured.
Cheques or bank drafts drawn on overseas banks in Australian or any foreign currency will NOT be accepted. Any such cheques will be returned and the acceptance deemed to be invalid.
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PAYMENT INFORMATION
Biller code: 159483
Ref: EFT_REFERENCE_NUMBER
BPAY® this payment via internet or phone banking.
Your BPAY® reference number is unique to this offer and is not to be used for any other offer.
Applicants should be aware of their financial institution's cut-off time (the time payment must be made to be processed overnight) and ensure payment is processed by their financial institution on or before the day prior to the expiry date. BPAY applications will only be regarded as accepted if payment is received by the registry from your financial institution on or prior to the expiry date. It is the Applicant's responsibility to ensure funds are received by the expiry date.
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REGISTRY DATE STAMP
E & O.E.
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* You do not need to return this form if you have made payment via BPAY.
Individual or Securityholder 1 Securityholder 2 Securityholder 3
Sole Director & Company Secretary Director/Company Secretary Director
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