InTerra Resources Corp.

Published : December 12th, 2014

Notification Form for Substantial Shareholder (Form 3)

( 0 vote, 0/5 ) Print article
  Article Comments Comment this article Rating Follow Company  
0
Send
0
comment
Keywords :   Market | Real Estate | Singapore |

Notification Form for Substantial Shareholder (Form 3)

FORM 3

SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012

NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UNITHOLDER(S) IN RESPECT OF INTERESTS IN SECURITIES

FORM

3

(Electronic Format)

Explanatory Notes


1. Please read the explanatory notes carefully before completing the notification form.
2. This form is for a Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").
3. This electronic Form 3 and a separate Form C, containing the particulars and contact details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/ Unitholder(s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/Unitholder(s).
4. This form and Form C, are to be completed electronically and sent to the Listed Issuer via an electronic medium such as an e-mail attachment. The Listed Issuer will attach both forms to the prescribed SGXNet announcement template for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement template, it will not be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").
5. Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, all of these Substantial Shareholders/Unitholders may give notice using the same notification form.
6. A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.
7. All applicable parts of the notification form must be completed. If there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part II or item 10 of Part III. The total file size for all attachment(s) should not exceed 1MB.
8. Except for item 5 of Part II and item 1 of Part IV, please select only one option from the relevant check boxes.
9. Please note that submission of any false or misleading information is an offence under Part VII of the SFA.
10. In this form, the term "Listed Issuer" refers to -
(a) a company incorporated in Singapore any or all of the shares in which are listed for quotation on the official list of a securities exchange;

(b) a corporation (not being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or all of the shares in which are listed for quotation on the official list of a securities exchange,such listing being a primary listing;

Export XML

(c) a registered business trust (as defined in the Business Trusts Act (Cap. 31A)) any or all of the units in which are listed for quotation on the official list of a securities exchange;
(d) a recognised business trust any or all of the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing; or
(e) a collective investment scheme that is a trust, that invests primarily in real estate and real estate- related assets specified by the Authority in the Code on Collective Investment Schemes, and any or all the units in which are listed for quotation on the official list of a securities exchange, such listing being a primary listing ("Real Estate Investment Trust").

11. For further instructions and guidance on how to complete this notification form, please refer to section 7 of the User Guide on Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of Interests").

Export XML

Part I - General

1. Name of Listed Issuer:

Interra Resources Limited

2. Type of Listed Issuer:

Company/Corporation

Registered/Recognised Business Trust
Real Estate Investment Trust

3. Is more than one Substantial Shareholder/Unitholder giving notice in this form?

No

Yes

(Please proceed to complete Part II) (Please proceed to complete Parts III & IV)

4. Date of notification to Listed Issuer:

11-Dec-2014

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 3 of 7

Part II - Substantial Shareholder/Unitholder and Transaction(s) Details

[To be used for single Substantial Shareholder/Unitholder to give notice]

1. Name of Substantial Shareholder/Unitholder:

PT Saratoga Investama Sedaya Tbk

2. Is Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed Issuer are held solely through fund manager(s)?

Yes

No

Transaction A

1. Notification in respect of:

Becoming a Substantial Shareholder/Unitholder

Change in the percentage level of interest while still remaining a Substantial Shareholder/Unitholder

Ceasing to be a Substantial Shareholder/Unitholder

2. Date of acquisition of or change in interest:

09-Dec-2014

3. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest (if different from item 2 above, please specify the date):

09-Dec-2014

4. Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):

5. Type of securities which are the subject of the transaction (more than one option may be chosen):

Voting shares/units

Rights/Options/Warrants over voting shares/units

Convertible debentures over voting shares/units (conversion price known) Others (please specify):

6. Number of shares, units, rights, options, warrants and/or principal amount of convertible debentures acquired or disposed of by Substantial Shareholder/Unitholder:

7,936,400

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 4 of 7

7. Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties):

Not applicable

8. Circumstance giving rise to the interest or change in interest: Acquisition of:

Securities via market transaction
Securities via off-market transaction (e.g. married deals)
Securities via physical settlement of derivatives or other securities
Securities pursuant to rights issue
Securities via a placement
Securities following conversion/exercise of rights, options, warrants or other convertibles

Disposal of:

Securities via market transaction
Securities via off-market transaction (e.g. married deals)

Other circumstances:

Acceptance of take-over offer for the Listed Issuer
Corporate action by the Listed Issuer which Substantial Shareholder/Unitholder did not

participate in (please specify):
This is pursuant to the issue of Bonus Warrants as approved by shareholders of the Company at the extraordinary general meeting held on 24 October 2014.

Others (please specify):

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 5 of 7

9. Quantum of total voting shares/units (including voting shares/units underlying rights/options/ warrants/convertible debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction:

Immediately before the transaction

Direct Interest

Deemed Interest

Total

No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:

0

0

0

As a percentage of total no. of voting shares/units:

0

0

0

Immediately after the transaction

Direct Interest

Deemed Interest

Total

No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:

7,936,400

0

7,936,400

As a percentage of total no. of voting shares/units:

1.78

0

1.78

10.

Circumstances giving rise to deemed interests (if the interest is such):

[You may attach a chart in item 11 to illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

11.

Attachments (if any):

(The total file size for all attachment(s) should not exceed 1MB.)

12.

If this is a replacement of an earlier notification, please provide:

(a) SGXNet announcement reference of the firstnotification which was announced on

SGXNet (the "Initial Announcement"):

(b)

Date of the Initial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the Initial Announcement:

13.

Remarks (if any):

The substantial shareholder was issued 7,936,400 Bonus Warrants on 9 December 2014, each carrying the right to subscribe for one (1) new ordinary share in the capital of the Company during the relevant exercise period in accordance with the terms of the Bonus Warrants.
The percentage of the interest is calculated based on the total number of existing issued shares in the capital of the Company, being 446,170,357 shares.

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 6 of 7

Transaction Reference Number (auto-generated):

6

0

3

7

5

8

1

4

9

1

1

9

5

9

5

Item 14 is to be completed by an individual submitting this notification form on behalf of the Substantial

Shareholder/Unitholder.

14. Particulars of Individual submitting this notification form to the Listed Issuer: (a) Name of Individual:

Beatrice Kartika

(b) Designation (if applicable):

Finance Division Head

(c) Name of entity (if applicable):

PT Saratoga Investama Sedaya Tbk

FORM 3/[ Version 2.0 ]/Effective Date [ 21 March 2014 ]

Page 7 of 7

Read the rest of the article at www.noodls.com
Data and Statistics for these countries : Singapore | All
Gold and Silver Prices for these countries : Singapore | All

InTerra Resources Corp.

CODE : ITRX
ISIN : US4607071028
CUSIP : 460707 10 2
Follow and Invest
Add to watch list Add to your portfolio Add or edit a note
Add Alert Add to Watchlists Add to Portfolio Add Note
ProfileMarket
Indicators
VALUE :
Projects & res.
Press
releases
Annual
report
RISK :
Asset profile
Contact Cpy

InTerra Res. is a gold exploration company based in Canada.

Your feedback is appreciated, please leave a comment or rate this article.
Rate : Average note :0 (0 vote) View Top rated
 
Corporate news of InTerra Resources Corp.
2/1/2016Myanmar Drilling Update - YNG 3270
12/30/2015Issuance and Allotment - Exercise of Piggyback Warrants and ...
12/28/2015Resignation of Joint Company Secretary
12/21/2015Completion of Voluntary Dissolution of Interra Resources (Th...
11/5/2015Notice of Expiry of Warrants
4/17/2015Myanmar Drilling Update - CHK 1196 Completed as an Oil Produ...
3/26/2015Myanmar Drilling Update - CHK 1197 Completed as an Oil Produ...
3/26/2015Myanmar Drilling Update - Drilling Commencement of CHK 1196
3/26/2015Summary of Oil Reserves and Resources for FY2014
3/12/2015Proposed Benakat Oil Acquisition and Share Allotment
2/26/2015Unaudited Financial Statement FY2014
12/23/2014Myanmar Drilling Update - CHK 1195 Completed as a Significan...
12/12/2014Appointment of Liquidator for Dormant Subsidiary
12/12/2014Notification Form for Director (Form 1)
12/12/2014Notification Form for Substantial Shareholder (Form 3)
12/10/2014Proposed Acquisition of Benakat Barat KSO - Expiry of Longst...
12/10/2014Purchase of Shares in PT Mitra Investindo Tbk (MITI)
12/9/2014Proposed Warrants Issue - Issuance and Allotment of Bonus Wa...
12/5/2014Myanmar Drilling Update - Drilling Commencement of CHK 1195
12/4/2014Proposed Warrants Issue - Lodgement and Despatch of OIS
12/2/2014Proposed Acquisition of Benakat Barat KSO - Extension of Lon...
11/24/2014Proposed Warrants Issue - Books Closure Date
11/22/2014Proposed Acquisition of Benakat Barat KSO - GCA Reports
11/10/2014Indonesia Drilling Update - Drilling Commencement of Develop...
Comments closed
 
Latest comment posted for this article
Be the first to comment
Add your comment
OTHER OTC (ITRX)Other OTC (CAEO)
0.023-4.17%3,698.360
OTHER OTC
US$ 0.023
04/26 11:51 -
-4.17%
Prev close Open
0.024 0.023
Low High
0.023 0.023
Year l/h YTD var.
0.003 -  0.040 -23.33%
52 week l/h 52 week var.
0.003 -  0.080 -67.14%
Volume 1 month var.
4,500 64.29%
Produces
Develops
Explores for
 
 
 
Analyse
Interactive chart Add to compare
Interactive
chart
Print Compare Export
You must be logged in to use the porfolio and watchlists (free)
Top Newsreleases
MOST READ
Annual variation
DateVariationHighLow
2024-23.33%0.040.00
2023-62.03%0.090.00
2022-1.25%0.230.03
 
5 years chart
 
3 months chart
 
3 months volume chart
 
 
Mining Company News
Plymouth Minerals LTDPLH.AX
Plymouth Minerals Intersects Further High Grade Potash in Drilling at Banio Potash Project - Plannin
AU$ 0.12-8.00%Trend Power :
Santos(Ngas-Oil)STO.AX
announces expected non-cash impairment
AU$ 7.49+0.13%Trend Power :
OceanaGold(Au)OGC.AX
RELEASES NEW TECHNICAL REPORT FOR THE HAILE GOLD MINE
AU$ 2.20+0.00%Trend Power :
Western Areas NL(Au-Ni-Pl)WSA.AX
Advance Notice - Full Year Results Conference Call
AU$ 3.86+0.00%Trend Power :
Canadian Zinc(Ag-Au-Cu)CZN.TO
Reports Financial Results for Q2 and Provides Project Updates
CA$ 0.12+4.55%Trend Power :
Stornoway Diamond(Gems-Au-Ur)SWY.TO
Second Quarter Results
CA$ 0.02+100.00%Trend Power :
McEwen Mining(Cu-Le-Zn)MUX
TO ACQUIRE BLACK FOX FROM PRIMERO=C2=A0
US$ 11.61+0.52%Trend Power :
Rentech(Coal-Ngas)RTK
Rentech Announces Results for Second Quarter 2017
US$ 0.20-12.28%Trend Power :
KEFIKEFI.L
Reduced Funding Requirement
GBX 0.54-0.74%Trend Power :
Lupaka Gold Corp.LPK.V
Lupaka Gold Receives First Tranche Under Amended Invicta Financing Agreement
CA$ 0.06+0.00%Trend Power :
Imperial(Ag-Au-Cu)III.TO
Closes Bridge Loan Financing
CA$ 2.60-1.14%Trend Power :
Guyana Goldfields(Cu-Zn-Pa)GUY.TO
Reports Second Quarter 2017 Results and Maintains Production Guidance
CA$ 1.84+0.00%Trend Power :
Lundin Mining(Ag-Au-Cu)LUN.TO
d Share Capital and Voting Rights for Lundin Mining
CA$ 15.03-2.08%Trend Power :
Canarc Res.(Au)CCM.TO
Canarc Reports High Grade Gold in Surface Rock Samples at Fondaway Canyon, Nevada
CA$ 0.26+4.08%Trend Power :
Havilah(Cu-Le-Zn)HAV.AX
Q A April 2017 Quarterly Report
AU$ 0.22+0.00%Trend Power :
Uranium Res.(Ur)URRE
Commences Lithium Exploration Drilling at the Columbus Basin Project
US$ 6.80-2.86%Trend Power :
Platinum Group Metals(Au-Cu-Gems)PTM.TO
Platinum Group Metals Ltd. Operational and Strategic Process ...
CA$ 1.84+0.55%Trend Power :
Devon Energy(Ngas-Oil)DVN
Announces $340 Million of Non-Core Asset Sales
US$ 50.34-0.16%Trend Power :
Precision Drilling(Oil)PD-UN.TO
Announces 2017Second Quarter Financial Results
CA$ 8.66-0.35%Trend Power :
Terramin(Ag-Au-Cu)TZN.AX
2nd Quarter Report
AU$ 0.04+0.00%Trend Power :