8d50a66d-4c5c-405e-a98b-a61ea1f4b871.pdf
Appendix 3B
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
MARION ENERGY LTD
ABN
99 000 031 292
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
Options
1 +Class of +securities issued or to be issued
25,000,000 options
-
Number of +securities issued or to be issued (if known) or maximum number which may be issued
Unquoted options, $0.02 exercise price, expiry 4 November 2019.
-
Principal terms of the
+securities (e.g. if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if
+convertible securities, the
conversion price and dates for conversion)
Options - Upon conversion to fully paid shares.
-
Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?
If the additional +securities do not rank equally, please state:
-
the date from which they do
-
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
-
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
-‐ $0.00001 per Option
-
Issue price or consideration
In
accordance
with terms
of
of of
-
Purpose of the issue
recapitalisation proposal and deed
company arrangement (see notice meeting dated 28 August 2015)
(If issued as consideration for the acquisition of assets, clearly identify those assets)
No
6a Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and
comply with section 6i
N/A
6b The date the security holder resolution under rule 7.1A was passed
N/A
6c Number of +securities issued without security holder approval under rule 7.1
N/A
6d Number of +securities issued with security holder approval under rule 7.1A
N/A
6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
N/A
6f Number of +securities issued under an exception in rule 7.2
N/A
6g If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the
+issue date and both values.
Include the source of the VWAP calculation.
N/A
6h If +securities were issued under rule 7.1A for non-‐cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
N/A
6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
4 November 2015
7 +Issue dates
Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.
Cross reference: item 33 of Appendix 3B.
Number
|
+Class
|
51,926,409
|
Fully paid ordinary shares (ASX Code: MAE)
|
8 Number and +class of all
+securities quoted on ASX (including the +securities in section 2 if applicable)
Number
|
+Class
|
25,000,000
|
Options expiring 4/11/2019
|
@ $0.02 exercise price.
|
88,705
|
Options expiring
|
22/12/2016 @ $5.00
|
98,000
|
Options expiring
|
31/07/2016 @ $6.00.
|
91,703
|
Options expiring
|
31/07/2016 @ $10.00
|
221,056
|
Options expiring 2 years
|
from the date of relisting @
|
$3.00.
|
67,692
|
Options expiring 2 years
|
from the date of relisting @
|
$6.00.
|
-
Number and +class of all
+securities not quoted on ASX (including the +securities in section 2 if applicable)
N/A
-
Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
Part 2 - Pro rata issue
Questions 11 to 33 are not applicable
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of +securities (tick one)
(a) +Securities described in Part 1
(b) All other +securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible
securities
Questions 35 to 42 are not applicable