NST 02.03.15.pdf
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
604 page 1/2 15 July 2001
To Company Name/Scheme
ACN/ARSN
1. Details of substantial holder(1)
Name
ACN/ARSN (if applicable)
Northern Star Resources Ltd.
092 832 892
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures to this form)
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
2. Previous and present voting power
02 / 03 / 2015
29 / 01 / 2015
27 / 01 / 2015
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
ord 78,068,284 13.18 71,926,674 12.14
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
affected
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
|
Registered holder of securities
|
Person entitled to be registered as holder (8)
|
Nature of relevant interest (6)
|
Class and number of securities
|
Person's votes
|
See Annexure B
|
|
|
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
|
Nature of association
|
|
|
6. Addresses
The addresses of persons named in this form are as follows:
Signature
print name Kayla McGroryt=
capacity *Authorised Signatory
sign here date
04 /
03 / 2015
* At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
This is Annexure A of 4 pages referred to in form 604 Notice of change of interests of substantial shareholder
04-Mar-15
Kayla McGrory,Authorised Signatory Date
3. Changes in relevant interests
NORTHERN STAR RESOURCES LTD (NST)
Date of
Change
Person whose relevant interest changed
Nature of change (6) / Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
28-Jan-15 BlackRock Investment Management
(UK) Ltd
28-Jan-15 BlackRock Investment Management
(Australia) Limited
28-Jan-15 BlackRock Investment Management
(Australia) Limited
28-Jan-15 BlackRock Investment Management
(Australia) Limited
28-Jan-15 BlackRock Investment Management
(Australia) Limited
28-Jan-15 BlackRock Investment Management
(Australia) Limited
28-Jan-15 BlackRock Investment Management
(Australia) Limited
28-Jan-15 BlackRock Investment Management
(Australia) Limited
29-Jan-15 BlackRock Investment Management
(Australia) Limited
on mkt sell 1.97 ord -33,235 -33,235 on mkt sell 2.01 ord -2,745 -2,745 on mkt sell 2.01 ord -85,774 -85,774 on mkt sell 2.01 ord -10,199 -10,199 on mkt sell 2.01 ord -3,594 -3,594 on mkt sell 2.01 ord -4,860 -4,860 on mkt sell 2.01 ord -3,259 -3,259 on mkt sell 2.01 ord -2,990 -2,990
on mkt sell 1.95 ord -18,242 -18,242
29-Jan-15 BlackRock Advisors (UK) Limited on mkt buy 1.95 ord 29,304 29,304
29-Jan-15 BlackRock Investment Management
(Australia) Limited
29-Jan-15 BlackRock Investment Management
(Australia) Limited
29-Jan-15 BlackRock Investment Management
(Australia) Limited
29-Jan-15 BlackRock Investment Management
(Australia) Limited
29-Jan-15 BlackRock Investment Management
(Australia) Limited
29-Jan-15 BlackRock Investment Management
(Australia) Limited
on mkt sell 1.95 ord -186,129 -186,129 on mkt sell 1.95 ord -121,304 -121,304 on mkt sell 1.95 ord -7,602 -7,602 on mkt sell 1.95 ord -10,855 -10,855 on mkt sell 1.95 ord -19,331 -19,331
on mkt sell 1.95 ord -3,684 -3,684
29-Jan-15 BlackRock Advisors (UK) Limited on mkt buy 1.95 ord 3,797 3,797
30-Jan-15 BlackRock Investment Management
(UK) Ltd
on mkt sell 1.83 ord -1,000,000 -1,000,000
30-Jan-15 BlackRock Advisors (UK) Limited on mkt buy 1.80 ord 3,663 3,663
02-Feb-15 BlackRock Investment Management
(Australia) Limited
02-Feb-15 BlackRock Investment Management
(Australia) Limited
02-Feb-15 BlackRock Investment Management
(Australia) Limited
02-Feb-15 BlackRock Investment Management
(Australia) Limited
02-Feb-15 BlackRock Investment Management
(Australia) Limited
02-Feb-15 BlackRock Investment Management
(Australia) Limited
02-Feb-15 BlackRock Investment Management
(Australia) Limited
on mkt sell 1.86 ord -2,771 -2,771 on mkt sell 1.86 ord -3,524 -3,524 on mkt sell 1.86 ord -175,006 -175,006 on mkt buy 1.87 ord 1,380 1,380 on mkt sell 1.86 ord -5,093 -5,093 on mkt sell 1.86 ord -10,613 -10,613
on mkt sell 1.86 ord -20,561 -20,561
NST page 1 of 4
Date of
Change
Person whose relevant interest changed
Nature of change (6) / Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
03-Feb-15 BlackRock Institutional Trust
Company, National Association
03-Feb-15 BlackRock Investment Management
(UK) Ltd
on mkt buy 1.87 ord 7,763 7,763
on mkt sell 1.90 ord -16,146 -16,146
04-Feb-15 BlackRock (Isle of Man) Limited on mkt sell 1.85 ord -81,606 -81,606
04-Feb-15 BlackRock Investment Management
(Australia) Limited
04-Feb-15 BlackRock Investment Management
(Australia) Limited
04-Feb-15 BlackRock Investment Management
(Australia) Limited
06-Feb-15 BlackRock Investment Management
(Australia) Limited
06-Feb-15 BlackRock Investment Management
(Australia) Limited
on mkt sell 1.86 ord -147,336 -147,336 on mkt buy 1.90 ord 59,177 59,177 on mkt sell 1.86 ord -6,756 -6,756 on mkt sell 1.98 ord -72,896 -72,896
on mkt sell 1.98 ord -6,540 -6,540
09-Feb-15 BlackRock Advisors (UK) Limited on mkt buy 1.91 ord 7,326 7,326
09-Feb-15 BlackRock Fund Advisors in specie n/a ord 4,194 4,194
10-Feb-15 BlackRock Advisors, LLC on mkt sell 1.95 ord -50,000 -50,000
10-Feb-15 BlackRock Institutional Trust
Company, National Association
10-Feb-15 BlackRock Investment Management
(Australia) Limited
10-Feb-15 BlackRock Institutional Trust
Company, National Association
10-Feb-15 BlackRock Institutional Trust
Company, National Association
10-Feb-15 BlackRock Institutional Trust
Company, National Association
on mkt buy 1.96 ord 8,961 8,961 on mkt buy 1.95 ord 21,220 21,220 on mkt buy 1.96 ord 34,995 34,995 on mkt buy 1.96 ord 31,152 31,152
on mkt buy 1.96 ord 3,376 3,376
10-Feb-15 BlackRock Advisors, LLC on mkt buy 1.96 ord 26,640 26,640
10-Feb-15 BlackRock Institutional Trust
Company, National Association
11-Feb-15 BlackRock Investment Management
(UK) Ltd
11-Feb-15 BlackRock Investment Management
(UK) Ltd
11-Feb-15 BlackRock Investment Management
(UK) Ltd
11-Feb-15 BlackRock Investment Management
(UK) Ltd
12-Feb-15 BlackRock Investment Management
(UK) Ltd
12-Feb-15 BlackRock Investment Management
(UK) Ltd
on mkt buy 1.96 ord 4,397 4,397 on mkt sell 1.90 ord -251,392 -251,392 on mkt sell 1.89 ord -89,500 -89,500 on mkt sell 1.90 ord -754,177 -754,177 on mkt sell 1.89 ord -268,500 -268,500 on mkt sell 1.90 ord -159,108 -159,108
on mkt sell 1.90 ord -477,323 -477,323
12-Feb-15 BlackRock Advisors (UK) Limited on mkt buy 1.84 ord 14,652 14,652
12-Feb-15 BlackRock Fund Advisors in specie n/a ord 7,731 7,731
12-Feb-15 BlackRock Investment Management
(Australia) Limited
12-Feb-15 BlackRock Institutional Trust
Company, National Association
12-Feb-15 BlackRock Investment Management
(Australia) Limited
12-Feb-15 BlackRock Investment Management
(Australia) Limited
on mkt buy 1.92 ord 24,017 24,017 on mkt buy 1.92 ord 3,783 3,783 on mkt buy 1.92 ord 2,070 2,070
on mkt sell 1.92 ord -12,264 -12,264
13-Feb-15 BlackRock Advisors (UK) Limited on mkt buy 1.97 ord 41,884 41,884
13-Feb-15 BlackRock Institutional Trust
Company, National Association
13-Feb-15 BlackRock Institutional Trust
Company, National Association
16-Feb-15 BlackRock Investment Management
(Australia) Limited
17-Feb-15 BlackRock Investment Management
(UK) Ltd
on mkt sell 1.97 ord -4,803 -4,803 on mkt buy 1.97 ord 15,471 15,471 on mkt sell 2.03 ord -2,849 -2,849
on mkt sell 2.06 ord -598,305 -598,305
NST page 2 of 4
Date of
Change
Person whose relevant interest changed
Nature of change (6) / Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
17-Feb-15 BlackRock Investment Management
(UK) Ltd
18-Feb-15 BlackRock Investment Management
(UK) Ltd
18-Feb-15 BlackRock Investment Management
(UK) Ltd
on mkt sell 2.06 ord -231,115 -231,115 on mkt sell 2.01 ord -530,536 -530,536
on mkt sell 2.01 ord -204,938 -204,938
18-Feb-15 BlackRock Advisors (UK) Limited on mkt buy 2.00 ord 7,544 7,544
18-Feb-15 BlackRock Investment Management
(Australia) Limited
on mkt buy 2.00 ord 111,186 111,186
18-Feb-15 BlackRock Fund Advisors in specie n/a ord 1,242 1,242
18-Feb-15 BlackRock Fund Advisors in specie n/a ord 932 932
18-Feb-15 BlackRock Fund Advisors in specie n/a ord 3,961 3,961
19-Feb-15 BlackRock Investment Management
(UK) Ltd
19-Feb-15 BlackRock Investment Management
(UK) Ltd
19-Feb-15 BlackRock Financial Management, Inc.
on mkt sell 2.08 ord -371,155 -371,155 on mkt sell 2.08 ord -143,371 -143,371
on mkt buy 2.05 ord 1,964 1,964
20-Feb-15 BlackRock Advisors (UK) Limited on mkt buy 2.07 ord 11,304 11,304
20-Feb-15 BlackRock Investment Management
(Australia) Limited
20-Feb-15 BlackRock Institutional Trust
Company, National Association
23-Feb-15 BlackRock Asset Management North
Asia Limited
on mkt buy 2.07 ord 60,256 60,256 on mkt buy 2.07 ord 37,634 37,634
collateral transfer n/a ord 23,107 23,107
24-Feb-15 BlackRock Advisors (UK) Limited on mkt buy 2.11 ord 3,770 3,770
24-Feb-15 BlackRock Fund Advisors in specie n/a ord 7,731 7,731
24-Feb-15 BlackRock Investment Management
(Australia) Limited
on mkt buy 2.10 ord 47,418 47,418
24-Feb-15 BlackRock Fund Advisors in specie n/a ord 690 690
24-Feb-15 BlackRock Investment Management
(UK) Ltd
25-Feb-15 BlackRock Investment Management
(UK) Ltd
on mkt sell 2.09 ord -55,861 -55,861
on mkt sell 2.15 ord -66,765 -66,765
25-Feb-15 BlackRock Advisors (UK) Limited in specie n/a ord 11,310 11,310
25-Feb-15 BlackRock Institutional Trust
Company, National Association
in specie n/a ord 27,778 27,778
25-Feb-15 BlackRock Fund Advisors in specie n/a ord 43,804 43,804
26-Feb-15 BlackRock Advisors (UK) Limited on mkt buy 2.24 ord 7,540 7,540
26-Feb-15 BlackRock Fund Advisors in specie n/a ord 12,885 12,885
26-Feb-15 BlackRock Investment Management
(Australia) Limited
26-Feb-15 BlackRock Investment Management
(Australia) Limited
on mkt sell 2.23 ord -274,360 -274,360
on mkt sell 2.23 ord -15,216 -15,216
26-Feb-15 BlackRock Fund Advisors in specie n/a ord 6,291 6,291
26-Feb-15 BlackRock Asset Management North
Asia Limited
collateral transfer n/a ord 41,633 41,633
27-Feb-15 BlackRock Advisors (UK) Limited on mkt buy 2.36 ord 3,771 3,771
27-Feb-15 BlackRock Fund Advisors in specie n/a ord 5,154 5,154
27-Feb-15 BlackRock Institutional Trust
Company, National Association
on mkt sell 2.36 ord -3,060 -3,060
27-Feb-15 BlackRock Fund Advisors on mkt buy 2.36 ord 212 212
27-Feb-15 BlackRock Investment Management
(Australia) Limited
27-Feb-15 BlackRock Asset Management
Canada Limited
02-Mar-15 BlackRock Investment Management
(Australia) Limited
02-Mar-15 BlackRock Investment Management
(Australia) Limited
on mkt sell 2.36 ord -9,875 -9,875 on mkt buy 2.36 ord 8,185 8,185 on mkt sell 2.38 ord -274,360 -274,360
on mkt buy 2.40 ord 1,380 1,380
02-Mar-15 BlackRock Fund Advisors in specie n/a ord 4,194 4,194
NST page 3 of 4
Date of
Change
Person whose relevant interest changed
Nature of change (6) / Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
02-Mar-15 BlackRock Investment Management
(Australia) Limited
on mkt sell 2.38 ord -15,215 -15,215
NST page 4 of 4
This is Annexure B of 6 pages referred to in form 604 Notice of change of interests of substantial shareholder Annexure B
Kayla McGrory, Authorised Signatory
04-Mar-15
Date
4. Present relevant interests
Holder of Relevant
Interests
Registered Holder of
Securities
Person entitled to be
registered as holder (8) Nature of Relevant Interest (6)
Class and number of
Securities
Person's votes
BlackRock Advisors, LLC BNYM-THE BANK OF NEW YORK
BlackRock Advisors, LLC SSB-STATE STREET MUTUAL FUNDS - BOSTON
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
ord 230,000 230,000
ord 26,640 26,640
BlackRock Financial
Management, Inc.
BlackRock Investment
Management, LLC
BlackRock Investment Management (Australia) Limited
HSBC-HSBC, HONG KONG
BNYM-THE BANK OF NEW YORK
NAB-NATIONAL AUSTRALIA BANK LIMITED - MELBOURNE
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
ord 1,964 1,964 ord 54,493 54,493
ord 150,278 150,278
BlackRock Investment Management (Australia) Limited
BlackRock Investment Management (Australia) Limited
BlackRock Investment Management (Australia) Limited
JPM-JPM CHASE - SYDNEY
JPM-JPM CHASE - SYDNEY
JPM-JPM CHASE - SYDNEY
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity.
ord 1,783,342 1,783,342 ord 810,214 810,214
ord 1,359,233 1,359,233
BlackRock Investment Management (Australia) Limited
UBS- UBS- ZURICH Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
ord 98,901 98,901
BlackRock Investment Management (Australia) Limited
NT-NORTHERN TRUST CO. - CHICAGO
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
ord 226,139 226,139
BlackRock Investment Management (Australia) Limited
CITI-Citigroup Australia - SYDNEY
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
ord 125,249 125,249
BlackRock Investment Management (Australia) Limited
BlackRock Investment Management (Australia) Limited
JPM-JPM CHASE - SYDNEY
JPM-JPM CHASE - SYDNEY
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity.
ord 130,947 130,947
ord 296,854 296,854
NST page 1 of 4
Holder of Relevant
Interests
Registered Holder of
Securities
Person entitled to be
registered as holder (8) Nature of Relevant Interest (6)
Class and number of
Securities
Person's votes
BlackRock Investment Management (Australia) Limited
NAB-NATIONAL AUSTRALIA BANK LIMITED - MELBOURNE
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
ord 54,476 54,476
BlackRock Investment Management (Australia) Limited
NAB-NATIONAL AUSTRALIA BANK LIMITED - MELBOURNE
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
ord 82,965 82,965
BlackRock Investment Management (Australia) Limited
BlackRock Investment Management (Australia) Limited
JPM-JP MORGAN CHASE
- NEW YORK
JPM-JPM CHASE - SYDNEY
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
ord 196,000 196,000
ord 168,571 168,571
BlackRock Investment Management (Australia) Limited
JPM-JPM CHASE - SYDNEY
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
ord 856,021 856,021
BlackRock Investment Management (Australia) Limited
NAB-NATIONAL AUSTRALIA BANK LIMITED - MELBOURNE
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager.
ord 391,023 391,023
BlackRock Investment Management (Australia) Limited
BlackRock Investment Management (Australia) Limited
BlackRock (Isle of Man) Limited
BlackRock Investment
Management (UK) Ltd
BlackRock Investment
Management (UK) Ltd
BlackRock Investment
Management (UK) Ltd
BlackRock Investment
Management (UK) Ltd
BlackRock Asset Management Canada Limited
BlackRock Advisors (UK) Limited
BlackRock Advisors (UK) Limited
BlackRock (Singapore) Limited
JPM-JPM CHASE - SYDNEY
SSB-STATE STREET AUSTRALIA
BNP-BNP PARIBAS JERSEY
BNYM-BONY LUXEMBOURG
BNYM-BONY LUXEMBOURG
BNYM-BONY EUROPE - LONDON
BNYM-BONY EUROPE - LONDON
SSB-STATE STREET SACRAMENTO
SSB-STATE STREET DUBLIN
SSB-STATE STREET BANK, GERMANY
SSB-STATE STREET SINGAPORE
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
ord 4,267 4,267 ord 93,244 93,244 ord 900,000 900,000 ord 6,337 6,337 ord 31,000,000 31,000,000 ord 15,500,000 15,500,000 ord 10,000,000 10,000,000 ord 8,185 8,185 ord 1,489,021 1,489,021 ord 3,797 3,797
ord 200,000 200,000
NST page 2 of 4
Holder of Relevant
Interests
Registered Holder of
Securities
Person entitled to be
registered as holder (8) Nature of Relevant Interest (6)
Class and number of
Securities
Person's votes
BlackRock Advisors (UK) Limited
BNYM-ABN AMRO MELLON - AMSTERDAM
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
ord 47,759 47,759
BlackRock Fund Advisors SSB-STATE STREET SACRAMENTO
BlackRock Fund Advisors SSB-STATE STREET SACRAMENTO
BlackRock Fund Advisors SSB-STATE STREET SACRAMENTO
BlackRock Fund Advisors SSB-STATE STREET SACRAMENTO
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
ord 1,054,353 1,054,353 ord 11,947 11,947 ord 206,035 206,035
ord 35,444 35,444
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BNYM-MELLON TRUST - NEW YORK
SSB-STATE STREET SACRAMENTO
SSB-SSB NEW YORK INSTITUTIONAL
SSB-STATE STREET SACRAMENTO
SSB-STATE STREET SACRAMENTO
SSB-STATE STREET SACRAMENTO
SSB-STATE STREET SACRAMENTO
BNYM-MELLON TRUST - NEW YORK
SSB-STATE STREET SACRAMENTO
SSB-STATE STREET SACRAMENTO
SSB-SSB NEW YORK INSTITUTIONAL
BNYM-MELLON TRUST - NEW YORK
SSB-STATE STREET SACRAMENTO
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
ord 4,397 4,397 ord 3,783 3,783 ord 172,355 172,355 ord 1,372,210 1,372,210 ord 192,338 192,338 ord 606,125 606,125 ord 7,204 7,204 ord 27,778 27,778 ord 34,995 34,995 ord 16,724 16,724 ord 15,456 15,456 ord 6,770 6,770
ord 15,471 15,471
NST page 3 of 4
Holder of Relevant
Interests
Registered Holder of
Securities
Person entitled to be
registered as holder (8) Nature of Relevant Interest (6)
Class and number of
Securities
Person's votes
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
BlackRock Institutional Trust Company, National Association
SSB-STATE STREET SACRAMENTO
SSB-STATE STREET SACRAMENTO
JPM-JP MORGAN CHASE
- NEW YORK
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
ord 253,719 253,719 ord 31,152 31,152
ord 12,301 12,301
BlackRock Japan Co., Ltd. BBH-BROWN BROTHERS HARRIMAN & CO - NEW YORK
BlackRock Japan Co., Ltd. BBH-BROWN BROTHERS HARRIMAN & CO - NEW YORK
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
ord 670,000 670,000
ord 420,000 420,000
BlackRock Investment
Management (UK) Ltd
BlackRock Investment
Management (UK) Ltd
CITI-CITIBANK, LONDON Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
BNP-BNP PARIS Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee.
ord 430,000 430,000
ord 30,197 30,197
NST page 4 of 4
Annexure C
This is Annexure C of 1 page referred to in form 604 Notice of change of interests of substantial shareholder
04-Mar-15
Kayla McGrory, Date
Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Isle of Man) Ltd Atlantic House
3rd Floor, 4-8 Circular Road
Douglas Isle of Man, IM1 1AG BlackRock (Singapore) Limited 20 Anson Road #18-01
079912 Singapore
BlackRock Advisors (UK) Ltd. Murray House
1Royal Mint Court
London, EC3N 4HH, UK
BlackRock Advisors, LLC 100 Bellevue Parkway
Wilmington, DE 19809
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
BlackRock Asset Management North Asia Limited 16/F,2Queen'sRoadCheung Kong Center Hong Kong
BlackRock Financial Management, Inc. 40 E. 52nd Street
New York, NY 10022
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
BlackRock Institutional Trust Company, National
Association
400 Howard Street
San Francisco, CA, 94105
BlackRock Investment Management (Aust) Ltd Level 26, 101 Collins St
Melbourne Australia
BlackRock Investment Management (UK) Ltd 12 Throgmorton Avenue
London EC2N 2DL UK
BlackRock Investment Management, LLC 1 University Square Drive, Princeton, NJ 08540
BlackRock Japan Co. Ltd. Sapia Tower
1-7-12 Marunouchi, Chiyoda-ku, Tokyo, 100-0005 Japan
NST page 1 of 1
Annexure D
This is Annexure D of 1 page referred to in form 604 Notice of change of interests of substantial shareholder
04-Mar-15
Kayla McGrory, Authorised Signatory Date
Type of agreement:
|
Global Master Securities Lending Agreement
|
Parties to agreement:
|
Party A - Citigroup Global Markets Limited
Party B - HSBC Institutional Trust Services (Asia) Limited
|
Transfer date:
|
Refer to Annexure A (transactions identified as collateral transfers)
|
Holder of voting rights:
|
BlackRock Asset Management North Asia Limited (as investment manager for the funds)
|
Are there any restrictions on voting rights?
If yes, detail
|
Yes. Unless otherwise agreed between the parties, the
Registered Owner will not exercise any voting rights.
|
Scheduled return date (if any):
|
Not applicable.
|
Does the borrower have the right to return early?
If yes, detail
|
Yes.
Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). TheGMSLAprovidesthattheparties'righttoterminatetheAgreementuponnoticewillnotaffecttheparties'existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights -i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company)
to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted.
Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any timeprovidedthatit"shallceasetohavesuch entitlement if an Act of Insolvency with respect to any Security Issuer or any of
the Borrower's or any Security Issuer's affiliates has occurred, or
any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency
|
Does the lender have the right to recall early?
If yes, detail
|
Yes, at notice.
|
Will the securities be returned on settlement?
If yes, detail any exceptions
|
Yes.
|
A copy of this agreement will be provided to NORTHERN STAR RESOURCES LTD or the Australian
Securities and Investments Commission upon request.
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