Holding(s) in Company
RNS Number : 5656G
Red Rock Resources plc
04 March 2015
Red Rock Resources Plc
("Red Rock" or the "Company")
Holding(s) in Company
04 March 2015
Red Rock Resources Plc, the mining and exploration company with gold interests in Colombia, Kenya, and Ivory Coast, has been notified of the following shareholding in the Company:
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1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
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Red Rock Resources plc
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2. Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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X
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the
notification obligation:
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¹Yorkville Advisors Global, LLC
²Yorkville Advisors Global, LP
³YA Global Master SPV, Ltd
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4. Full name of shareholder(s)
(if different from 3.):
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Jarvis Investment Management Ltd
(Registered Holder)
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5. Date of the transaction and date on
which the threshold is crossed or
reached:
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March 3, 2015
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6. Date on which issuer notified:
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March 3, 2015
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7. Threshold(s) that is/are crossed or
reached:
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6% and 5%
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8. Notified details:
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A: Voting rights attached to shares
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Class/type
of shares
if possible using the ISIN CODE
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Situation previous
to the triggering
transaction
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Resulting situation after the triggering transaction
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Number of Shares
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Number
of Voting Rights
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Number of shares
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Number of voting rights
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% of voting rights
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Direct
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Direct
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Indirect
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Direct
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Indirect
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Ordinary Shares
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143,607,947
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143,607,947
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108,882,947
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108,882,947
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4.59%
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Expiration date
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Exercise/ Conversion Period
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Number of voting rights that may be acquired if the instrument is exercised/converted
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% of voting rights
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Exercise price
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Expiration date
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Exercise/ Conversion period
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Number of voting rights instrument refers to
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% of voting rights
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Nominal
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Delta
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Total (A+B+C)
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Number of voting rights
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% of voting rights
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108,882,947
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4.59%
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
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Directly owned by YA Global Master SPV, Ltd pursuant to the receipt of an Advance Notice from Red Rock Resources received by YA Global under the terms of the SEDA entered into between the parties.
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder
will cease to hold:
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12. Date on which proxy holder will cease to
hold voting rights:
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13. Additional Information:
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14. Contact name:
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Troy J. Rillo
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15. Contact telephone number:
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201-985-8300
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For further information, please contact:
Andrew Bell 0207 747 9990 or 0776 647 4849 Chairman Red Rock Resources Plc
Roland Cornish/ Rosalind Hill Abrahams 0207 628 3396 NOMAD Beaumont Cornish Limited
Jason Robertson 0129 351 7744 Broker Dowgate Capital Stockbrokers Ltd
Christian Pickel 0203 128 8208 Media Relations MHP Communications
This information is provided by RNS
The company news service from the London Stock Exchange
END
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