| Sprott US Holdings Shareholding Notification | |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii
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STERLING ENERGY PLC
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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X
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the notification obligation: iii
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SPROTT ASSET MANAGEMENT
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4. Full name of shareholder(s)
(if different from 3.):iv
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SPROTT ASSET MANAGEMENT
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5. Date of the transaction and date on which the threshold is crossed or
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DECEMBER 9, 2015
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reached: v
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6. Date on which issuer notified:
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DECEMBER 16, 2015
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7. Threshold(s) that is/are crossed or reached: vi,vii
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5% (FIVE PERCENT), 4% (FOUR PERCENT) 3% (THREE
PERCENT)
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8. Notified details:
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A: Voting rights attached to shares viii,ix
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Class/type of shares
if possible using the ISIN CODE
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Situation previous to the triggering transaction
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Resulting situation after the triggering transaction
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Number of Shares
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Number of Voting Rights
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Number of shares
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Number of voting rights
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% of voting rights x
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Direct
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Direct xi
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Indirect
xii
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Direct
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Indirect
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COMMON
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11,021,588
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11,021,588
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6,871,638
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6,871,638
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0
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3.123%
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0
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial instrument
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Expiration datexiii
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Exercise/ Conversion Period xiv
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Number of voting rights that may be acquired if the instrument is exercised/ converted.
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% of voting rights
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi
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Resulting situation after the triggering transaction
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Type of financial instrument
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Exercise price
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Expiration datexvii
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Exercise/ Conversion period xviii
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Number of voting rights instrument refers to
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% of voting rights xix,
xx
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Nominal
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Delta
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Total (A+B+C)
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Number of voting rights
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Percentage of voting rights
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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14. Contact name:
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GRETCHEN CARTER
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15. Contact telephone number:
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760-444-5254
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Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification obligation
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Full name
(including legal form of legal entities)
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Contact address
(registered office for legal entities)
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Phone number & email
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Other useful information
(at least legal representative for legal persons)
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B: Identity of the notifier, if applicable
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Full name
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Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
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C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
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Sterling Energy Plc
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CODE : SEY.L |
ISIN : GB00B4X3Q493 |
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ProfilIndicateurs de MarchéVALEUR : Projets & res.Communiqués de PresseRapport annuelRISQUE : Profile actifsContactez la cie |
Sterling Energy est une société de production minière et de pétrole basée au Royaume-Uni. Sterling Energy est cotée au Royaume-Uni, aux Etats-Unis D'Amerique et en Allemagne. Sa capitalisation boursière aujourd'hui est 3,2 milliards GBX (3,8 milliards US$, 3,3 milliards €). La valeur de son action a atteint son plus bas niveau récent le 20 mars 2009 à 0,80 GBX, et son plus haut niveau récent le 08 octobre 2021 à 14,55 GBX. Sterling Energy possède 220 053 020 actions en circulation. |