[This lecture was given by the Swiss-French thinker
Benjamin Constant in 1819. The French title is "De la Liberté des
Anciens Comparée à celle des Modernes."]. Special thanks to the Mises
Institute.

Introduction by Ralph Raico
"He loved liberty as other men love power," was
the judgment passed on Benjamin Constant by a 19th-century admirer.
His great public concern, all throughout his adult life,
was the attainment of a free society, especially for his adopted country,
France; and if a (by no means uncritical) French commentator exaggerated in
calling him the inventor of liberalism,[1] it is
nevertheless true that in the second and third decades of the 19th century,
when liberalism was the specter haunting Europe, Constant shared with Jeremy
Bentham the honor of being the chief theoretical champion of the creed.
His influence — particularly because his involvement in
French politics under the Restoration regime gave him a platform in the most
attentively watched legislature on the Continent — was widespread; he had
important groups of followers in France, Italy and south Germany, and
disciples as far away as Russia.[2]
The comparison of Constant with Bentham is one worth
making in detail, although this will not be attempted here. While each can be
taken as representative of one of the great streams of early 19th century
liberal thought, their differences were almost as significant as their
similarities. Bentham (and his disciples) refined the rationalist and
utilitarian position of most of 18th-century French liberalism; Constant, on
the other hand, occupied himself with breaking through this mold, and
attaching liberalism to the romantic and historicist thought emerging into
prominence in his day, especially in Germany. Associated with this is his
effort, which was to be repeated in differing forms by Tocqueville and Acton,
to end the centuries-old hostility between Christianity and liberal thought,
and to turn religious faith to the advantage of the free society, now
confronting new and peculiarly dangerous enemies.
For 19th-century liberalism, the question of the nature
of the political organization of classical antiquity had at least two
important aspects. In the first place, the Jacobin and Napoleonic periods, by
their free use of the rhetoric and of some of the outward political forms of
antiquity, had suggested that classical republicanism might be connected with
anti-liberal movements. In the second place, for any liberal exploring the
connection between freedom and Christianity, the thought and practice of ancient
politics becomes immediately relevant, as representing the state of affairs
in the Western world before the introduction of Christianity.
As a recent historian of the intellectual background of
Jacobinism has said: "The strongest influence on the fathers of
totalitarian democracy was that of antiquity, interpreted in their own way."[3] What was of particular concern to the post-Revolutionary liberal
was that many had accepted the incessant protestations of love of liberty on
the part of the Leaders of the Mountain at face value;[4] this in turn had led to a rejection of liberty by all those who
were disgusted by the course of French political developments after about
1792.
Many persons were tempted to conclude that the tyrannical
acts of Jacobins and other revolutionary groups were somehow connected with
an "excess" of liberty, and resolved that in the future Jacobin
tyranny would be avoided by a ruthless suppression of all liberal demands.
Thus the question of the true meaning of ancient liberty was of direct
political consequence in Constant's own time.
On the Liberty of the Ancients Compared with that
of the Moderns
Gentlemen,
I wish to submit for your attention a few distinctions,
still rather new, between two kinds of liberty: these differences have thus
far remained unnoticed, or at least insufficiently remarked. The first is the
liberty the exercise of which was so dear to the ancient peoples; the second
the one the enjoyment of which is especially precious to the modern nations.
If I am right, this investigation will prove interesting from two different
angles.
Firstly, the confusion of these two kinds of liberty has
been amongst us, in the all too famous days of our revolution, the cause of
many an evil. France was exhausted by useless experiments, the authors of
which, irritated by their poor success, sought to force her to enjoy the good
she did not want, and denied her the good that she did want. Secondly, called
as we are by our happy revolution (I call it happy, despite its excesses,
because I concentrate my attention on its results) to enjoy the benefits of
representative government, it is curious and interesting to discover why this
form of government, the only one in the shelter of which we could find some
freedom and peace today, was totally unknown to the free nations of
antiquity.
I know that there are writers who have claimed to
distinguish traces of it among some ancient peoples, in the Lacedaemonian republic for example, or amongst our ancestors the Gauls; but
they are mistaken. The Lacedaemonian government was a monastic aristocracy,
and in no way a representative government. The power of the kings was
limited, but it was limited by the ephors, and not by men invested with a mission similar to that which
election confers today on the defenders of our liberties. The ephors, no
doubt, though originally created by the kings, were elected by the people.
But there were only five of them. Their authority was as much religious as
political; they even shared in the administration of government, that is, in
the executive power. Thus their prerogative, like that of almost all popular
magistrates in the ancient republics, far from being simply a barrier against
tyranny became sometimes itself an insufferable tyranny.
The regime of the Gauls, which quite resembled the one that a certain party would like to
restore to us, was at the same time theocratic and warlike. The priests
enjoyed unlimited power. The military class or nobility had markedly insolent
and oppressive privileges; the people had no rights and no safeguards.
In Rome the tribunes had, up to a point, a representative
mission. They were the organs of those plebeians whom the oligarchy — which
is the same in all ages — had submitted, in overthrowing the kings, to so harsh
a slavery. The people, however, exercised a large part of the political
rights directly. They met to vote on the laws and to judge the patricians
against whom charges had been leveled: thus there were, in Rome, only feeble
traces of a representative system.
This system is a discovery of the moderns, and you will
see, gentlemen, that the condition of the human race in antiquity did not
allow for the introduction or establishment of an institution of this nature.
The ancient peoples could neither feel the need for it, nor appreciate its
advantages. Their social organization led them to desire an entirely
different freedom from the one this system grants to us. Tonight's lecture
will be devoted to demonstrating this truth to you.
First ask yourselves, gentlemen, what an Englishman, a
Frenchman, and a citizen of the United States of America understand today by
the word "liberty."
For each of them it is the right to be subjected only to
the laws, and to be neither arrested, detained, put to death, or maltreated
in any way by the arbitrary will of one or more individuals. It is the right
of everyone to express his opinion, choose a profession and practice it, to
dispose of property, and even to abuse it; to come and go without permission,
and without having to account for his motives or undertakings. It is
everyone's right to associate with other individuals, either to discuss their
interests, or to profess the religion that he and his associates prefer, or
even simply to occupy their days or hours in a way that is most compatible
with his inclinations or whims. Finally it is everyone's right to exercise
some influence on the administration of the government, either by electing
all or particular officials, or through representations, petitions, demands
to which the authorities are more or less compelled to pay heed. Now compare
this liberty with that of the ancients.
The latter consisted in exercising collectively, but
directly, several parts of the complete sovereignty; in deliberating, in the
public square, over war and peace; in forming alliances with foreign
governments; in voting laws, in pronouncing judgments; in examining the
accounts, the acts, the stewardship of the magistrates; in calling them to
appear in front of the assembled people, in accusing, condemning or absolving
them. But if this was what the ancients called liberty, they admitted as
compatible with this collective freedom the complete subjection of the
individual to the authority of the community. You find among them almost none
of the enjoyments we have just seen form part of the liberty of the moderns.
All private actions were submitted to a severe surveillance. No importance
was given to individual independence, neither in relation to opinions, nor to
labor, nor, above all, to religion. The right to choose one's own religious
affiliation, a right that we regard as one of the most precious, would have
seemed to the ancients a crime and a sacrilege.
"The
right to choose one's own religious affiliation, a right that we regard as
one of the most precious, would have seemed to the ancients a crime and a
sacrilege."
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In the domains that seem to us the most useful, the
authority of the social body interposed itself and obstructed the will of
individuals. Among the Spartans, Therpandrus could not add a string to his
lyre without causing offense to the ephors. In the most domestic of relations
the public authority again intervened. The young Lacedaemonian could not
visit his new bride freely. In Rome, the censors cast a searching eye over family
life. The laws regulated customs, and as customs touch on everything, there
was hardly anything that the laws did not regulate.
Thus among the ancients the individual, almost always
sovereign in public affairs, was a slave in all his private relations. As a
citizen, he decided on peace and war; as a private individual, he was
constrained, watched and repressed in all his movements; as a member of the
collective body, he interrogated, dismissed, condemned, beggared, exiled, or
sentenced to death his magistrates and superiors; as a subject of the
collective body he could himself be deprived of his status, stripped of his
privileges, banished, put to death, by the discretionary will of the whole to
which he belonged.
Among the moderns, on the contrary, the individual,
independent in his private life, is, even in the freest of states, sovereign
only in appearance. His sovereignty is restricted and almost always
suspended. If, at fixed and rare intervals, in which he is again surrounded
by precautions and obstacles, he exercises this sovereignty, it is always
only to renounce it.
I must at this point, gentlemen, pause for a moment to
anticipate an objection that may be addressed to me. There was in antiquity a
republic where the enslavement of individual existence to the collective body
was not as complete as I have described it. This republic was the most famous
of all: you will guess that I am speaking of Athens. I shall return to it
later, and in subscribing to the truth of this fact, I shall also indicate
its cause. We shall see why, of all the ancient states, Athens was the one
that most resembles the modern ones. Everywhere else social jurisdiction was
unlimited. The ancients, as Condorcet says, had no notion of individual rights. Men were, so to speak,
merely machines, whose gears and cog-wheels were regulated by the law. The
same subjection characterized the golden centuries of the Roman Republic; the
individual was in some way lost in the nation, the citizen in the city. We
shall now trace this essential difference between the ancients and ourselves
back to its source.
All ancient republics were restricted to a narrow
territory. The most populous, the most powerful, the most substantial among
them, was not equal in extension to the smallest of modern states. As an
inevitable consequence of their narrow territory, the spirit of these
republics was bellicose; each people incessantly attacked their neighbors or
was attacked by them. Thus driven by necessity against one another, they
fought or threatened each other constantly. Those who had no ambition to be
conquerors, could still not lay down their weapons, lest they should
themselves be conquered. All had to buy their security, their independence,
their whole existence at the price of war. This was the constant interest,
the almost habitual occupation of the free states of antiquity. Finally, by
an equally necessary result of this way of being, all these states had
slaves. The mechanical professions and even, among some nations, the
industrial ones, were committed to people in chains.
The modern world offers us a completely opposing view.
The smallest states of our day are incomparably larger than Sparta or than
Rome was over five centuries. Even the division of Europe into several states
is, thanks to the progress of enlightenment, more apparent than real. While
each people, in the past, formed an isolated family, the born enemy of other
families, a mass of human beings now exists, that under different names and
under different forms of social organization are essentially homogeneous in
their nature. This mass is strong enough to have nothing to fear from
barbarian hordes. It is sufficiently civilized to find war a burden. Its
uniform tendency is towards peace.
"Thus
among the ancients the individual, almost always sovereign in public
affairs, was a slave in all his private relations."
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This difference leads to another one. War precedes
commerce. War and commerce are only two different means of achieving the same
end, that of getting what one wants. Commerce is simply a tribute paid to the
strength of the possessor by the aspirant to possession. It is an attempt to
conquer, by mutual agreement, what one can no longer hope to obtain through
violence. A man who was always the stronger would never conceive the idea of
commerce. It is experience, by proving to him that war, that is the use of
his strength against the strength of others, exposes him to a variety of
obstacles and defeats, that leads him to resort to commerce, that is to a
milder and surer means of engaging the interest of others to agree to what
suits his own. War is all impulse, commerce, calculation. Hence it follows
that an age must come in which commerce replaces war. We have reached this
age.
I do not mean that amongst the ancients there were no
trading peoples. But these peoples were to some degree an exception to the
general rule. The limits of this lecture do not allow me to illustrate all
the obstacles that then opposed the progress of commerce; you know them as
well as I do; I shall only mention one of them.
Their ignorance of the compass meant that the sailors of
antiquity always had to keep close to the coast. To pass through the pillars
of Hercules, that is, the straits of Gibraltar, was considered the most
daring of enterprises. The Phoenicians and the Carthaginians, the most able
of navigators, did not risk it until very late, and their example for long
remained without imitators. In Athens, of which we shall talk soon, the
interest on maritime enterprises was around 60%, while current interest was
only 12%: that was how dangerous the idea of distant navigation seemed.
Moreover, if I could permit myself a digression that
would unfortunately prove too long, I would show you, gentlemen, through the
details of the customs, habits, way of trading with others of the trading
peoples of antiquity, that their commerce was itself impregnated by the
spirit of the age, by the atmosphere of war and hostility that surrounded it.
Commerce then was a lucky accident, today it is the normal state of things,
the only aim, the universal tendency, the true life of nations. They want
repose, and with repose comfort, and as a source of comfort, industry. Every
day war becomes a more ineffective means of satisfying their wishes. Its
hazards no longer offer to individuals benefits that match the results of
peaceful work and regular exchanges.
Among the ancients, a successful war increased both
private and public wealth in slaves, tributes and lands shared out. For the
moderns, even a successful war costs infallibly more than it is worth.
Finally, thanks to commerce, to religion, to the moral and intellectual
progress of the human race, there are no longer slaves among the European
nations. Free men must exercise all professions, provide for all the needs of
society.
It is easy to see, gentlemen, the inevitable outcome of
these differences. Firstly, the size of a country causes a corresponding
decrease of the political importance allotted to each individual. The most
obscure republican of Sparta or Rome had power. The same is not true of the
simple citizen of Britain or of the United States. His personal influence is
an imperceptible part of the social will that impresses on the government its
direction.
Secondly, the abolition of slavery has deprived the free
population of all the leisure that resulted from the fact that slaves took
care of most of the work. Without the slave population of Athens, 20,000
Athenians could never have spent every day at the public square in
discussions. Thirdly, commerce does not, like war, leave in men's lives
intervals of inactivity. The constant exercise of political rights, the daily
discussion of the affairs of the state, disagreements, confabulations, the
whole entourage and movement of factions, necessary agitations, the
compulsory filling, if I may use the term, of the life of the peoples of
antiquity, who, without this resource would have languished under the weight
of painful inaction, would only cause trouble and fatigue to modern nations,
where each individual, occupied with his speculations, his enterprises, the
pleasures he obtains or hopes for, does not wish to be distracted from them
other than momentarily, and as little as possible.
Finally, commerce inspires in men a vivid love of
individual independence. Commerce supplies their needs, satisfies their
desires, without the intervention of the authorities. This intervention is
almost always — and I do not know why I say almost — this intervention is
indeed always a trouble and an embarrassment. Every time collective power
wishes to meddle with private speculations, it harasses the speculators.
Every time governments pretend to do our own business, they do it more
incompetently and expensively than we would.
I said, gentlemen, that I would return to Athens, whose
example might be opposed to some of my assertions, but will in fact confirm
all of them. Athens, as I have already pointed out, was of all the Greek
republics the most closely engaged in trade, thus it allowed to its citizens
an infinitely greater individual liberty than Sparta or Rome.
If I could enter into historical details, I would show
you that, among the Athenians, commerce had removed several of the differences
that distinguished the ancient from the modern peoples. The spirit of the
Athenian merchants was similar to that of the merchants of our days. Xenophon tells us that during the Peloponnesian war, they moved their
capitals from the continent of Attica to place them on the islands of the
archipelago. Commerce had created among them the circulation of money.
In Isocrates there are signs that bills
of exchange were used. Observe how their customs resemble our own. In their
relations with women, you will see, again I cite Xenophon, husbands,
satisfied when peace and a decorous friendship reigned in their households,
make allowances for the wife who is too vulnerable before the tyranny of
nature, close their eyes to the irresistible power of passions, forgive the
first weakness and forget the second. In their relations with strangers, we
shall see them extending the rights of citizenship to whoever would, by
moving among them with his family, establish some trade or industry.
Finally, we shall be struck by their excessive love of
individual independence. In Sparta, says a philosopher, the citizens quicken
their step when they are called by a magistrate; but an Athenian would be
desperate if he were thought to be dependent on a magistrate. However, as
several of the other circumstances that determined the character of ancient
nations existed in Athens as well; as there was a slave population and the territory
was very restricted; we find there too the traces of the liberty proper to
the ancients. The people made the laws, examined the behavior of the
magistrates, called Pericles to account for his conduct, sentenced to death
the generals who had commanded the battle
of the Arginusae. Similarly ostracism, that legal
arbitrariness, extolled by all the legislators of the age; ostracism, which
appears to us, and rightly so, a revolting iniquity, proves that the
individual was much more subservient to the supremacy of the social body in
Athens, than he is in any of the free states of Europe today.
It follows from what I have just indicated that we can no
longer enjoy the liberty of the ancients, which consisted in an active and
constant participation in collective power. Our freedom must consist of
peaceful enjoyment and private independence. The share that in antiquity
everyone held in national sovereignty was by no means an abstract presumption
as it is in our own day. The will of each individual had real influence: the
exercise of this will was a vivid and repeated pleasure. Consequently the
ancients were ready to make many a sacrifice to preserve their political
rights and their share in the administration of the state. Everybody, feeling
with pride all that his suffrage was worth, found in this awareness of his
personal importance a great compensation.
This compensation no longer exists for us today. Lost in
the multitude, the individual can almost never perceive the influence he
exercises. Never does his will impress itself upon the whole; nothing
confirms in his eyes his own cooperation. The exercise of political rights,
therefore, offers us but a part of the pleasures that the ancients found in
it, while at the same time the progress of civilization, the commercial
tendency of the age, the communication amongst peoples, have infinitely
multiplied and varied the means of personal happiness.
It follows that we must be far more attached than the ancients
to our individual independence. For the ancients when they sacrificed that
independence to their political rights, sacrificed less to obtain more; while
in making the same sacrifice! we would give more to obtain less. The aim of
the ancients was the sharing of social power among the citizens of the same
fatherland: this is what they called liberty. The aim of the moderns is the
enjoyment of security in private pleasures; and they call liberty the
guarantees accorded by institutions to these pleasures .
"For the
moderns, even a successful war costs infallibly more than it is
worth."
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I said at the beginning that, through their failure to
perceive these differences, otherwise well-intentioned men caused infinite
evils during our long and stormy revolution. God forbid that I should
reproach them too harshly. Their error itself was excusable. One could not
read the beautiful pages of antiquity — one could not recall the actions of
its great men — without feeling an indefinable and special emotion, which
nothing modern can possibly arouse. The old elements of a nature, one could
almost say, earlier than our own, seem to awaken in us in the face of these
memories.
It is difficult not to regret the time when the faculties
of man developed along an already trodden path, but in so wide a career, so
strong in their own powers, with such a feeling of energy and dignity. Once
we abandon ourselves to this regret, it is impossible not to wish to imitate
what we regret. This impression was very deep, especially when we lived under
vicious governments, which, without being strong, were repressive in their
effects; absurd in their principles; wretched in action; governments that had
as their strength arbitrary power; for their purpose the belittling of
mankind; and which some individuals still dare to praise to us today, as if
we could ever forget that we have been the witnesses and the victims of their
obstinacy, of their impotence and of their overthrow.
The aim of our reformers was noble and generous. Who
among us did not feel his heart beat with hope at the outset of the course
they seemed to open up? And shame, even today, on whoever does not feel the
need to declare that acknowledging a few errors committed by our first guides
does not mean blighting their memory or disowning the opinions the friends of
mankind have professed throughout the ages.
But those men had derived several of their theories from
the works of two philosophers who had themselves failed to recognize the
changes brought by two thousand years in the dispositions of mankind. I shall
perhaps at some point examine the system of the most illustrious of these
philosophers, of Jean-Jacques Rousseau, and I shall show that, by transposing
into our modern age an extent of social power, of collective sovereignty,
which belonged to other centuries, this sublime genius, animated by the
purest love of liberty, has nevertheless furnished deadly pretexts for more
than one kind of tyranny.
No doubt, in pointing out what I regard as a
misunderstanding that it is important to uncover, I shall be careful in my
refutation, and respectful in my criticism. I shall certainly refrain from
joining myself to the detractors of a great man. When chance has it that I
find myself apparently in agreement with them on some one particular point, I
suspect myself; and to console myself for appearing for a moment in agreement
with them on a single partial question, I need to disown and denounce with
all my energies these pretended allies.
Nevertheless, the interests of truth must prevail over
considerations that make the glory of a prodigious talent and the authority
of an immense reputation so powerful. Moreover, as we shall see, it is not to
Rousseau that we must chiefly attribute the error against which I am going to
argue; this is to be imputed much more to one of his successors, less
eloquent but no less austere and a hundred times more exaggerated. The
latter, the Abbé
de Mably, can be regarded as the representative
of the system that, according to the maxims of ancient liberty, demands that
the citizens should be entirely subjected in order for the nation to be
sovereign, and that the individual should be enslaved for the people to be
free.
"The
liberty of the ancients consisted in an active and constant participation
in collective power."
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The Abbé de Mably, like Rousseau and many others, had
mistaken, just as the ancients did, the authority of the social body for
liberty; and to him any means seemed good if it extended his area of
authority over that recalcitrant part of human existence whose independence
he deplored. The regret he expresses everywhere in his works is that the law
can only cover actions. He would have liked it to cover the most fleeting thoughts
and impressions; to pursue man relentlessly, leaving him no refuge in which
he might escape from its power. No sooner did he learn, among no matter what
people, of some oppressive measure, than he thought he had made a discovery
and proposed it as a model. He detested individual liberty like a personal
enemy; and whenever in history he came across a nation totally deprived of
it, even if it had no political liberty, he could not help admiring it. He
went into ecstasies over the Egyptians, because, as he said, among them
everything was prescribed by the law, down to relaxations and needs:
everything was subjected to the empire of the legislator. Every moment of the
day was filled by some duty; love itself was the object of this respected
intervention, and it was the law that in turn opened and closed the curtains
of the nuptial bed.
Sparta, which combined republican forms with the same
enslavement of individuals, aroused in the spirit of that philosopher an even
more vivid enthusiasm. That vast monastic barracks to him seemed the ideal of
a perfect republic. He had a profound contempt for Athens, and would gladly
have said of this nation, the first of Greece, what an academician and great
nobleman said of the French Academy: What an appalling despotism! Everyone
does what he likes there. I must add that this great nobleman was talking of
the Academy as it was thirty years ago.
"Our
freedom must consist of peaceful enjoyment and private independence."
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Montesquieu, who had a less excitable
and therefore more observant mind, did not fall into quite the same errors.
He was struck by the differences I have related; but he did not discover
their true cause. The Greek politicians who lived under the popular
government did not recognize, he argues, any other power but virtue.
Politicians of today talk only of manufactures, of commerce, of finances, of
wealth and even of luxury. He attributes this difference to the republic and the
monarchy. It ought instead to be attributed to the opposed spirit of ancient
and modern times. Citizens of republics, subjects of monarchies, all want
pleasures, and indeed no one, in the present condition of societies can help
wanting them. The people most attached to their liberty in our own days,
before the emancipation of France, was also the most attached to all the
pleasures of life; and it valued its liberty especially because it saw in
this the guarantee of the pleasures it cherished. In the past, where there
was liberty, people could bear hardship. Now, wherever there is hardship,
despotism is necessary for people to resign themselves to it. It would be
easier today to make Spartans of an enslaved people than to turn free men
into Spartans.
The men who were brought by events to the head of our
revolution were, by a necessary consequence of the education they had
received, steeped in ancient views that are no longer valid, which the
philosophers whom I mentioned above had made fashionable. The metaphysics of
Rousseau, in the midst of which flashed the occasional sublime thought and
passages of stirring eloquence; the austerity of Mably, his intolerance, his
hatred of all human passions, his eagerness to enslave them all, his
exaggerated principles on the competence of the law, the difference between
what he recommended and what had ever previously existed, his declamations
against wealth and even against property; all these things were bound to
charm men heated by their recent victory, and who, having won power over the
law, were only too keen to extend this power to all things.
It was a source of invaluable support that two
disinterested writers anathematizing human despotism, should have drawn up
the text of the law in axioms. They wished to exercise public power as they
had learnt from their guides it had once been exercised in the free states.
They believed that everything should give way before collective will, and
that all restrictions on individual rights would be amply compensated by
participation in social power.
We all know, gentlemen, what has come of it. Free
institutions, resting upon the knowledge of the spirit of the age, could have
survived. The restored edifice of the ancients collapsed, notwithstanding
many efforts and many heroic acts that call for our admiration. The fact is
that social power injured individual independence in every possible war,
without destroying the need for it. The nation did not find that an ideal
share in an abstract sovereignty was worth the sacrifices required from her.
She was vainly assured, on Rousseau's authority, that the laws of liberty are
a thousand times more austere than the yoke of tyrants. She had no desire for
those austere laws, and believed sometimes that the yoke of tyrants would be
preferable to them. Experience has come to undeceive her. She has seen that
the arbitrary power of men was even worse than the worst of laws. But laws
too must have their limits.
If I have succeeded, gentlemen, in making you share the
persuasion that in my opinion these facts must produce, you will acknowledge
with me the truth of the following principles. Individual independence is the
first need of the moderns: consequently one must never require from them any
sacrifices to establish political liberty. It follows that none of the
numerous and too highly praised institutions that in the ancient republics
hindered individual liberty is any longer admissible in the modern times.
You may, in the first place, think, gentlemen, that it is
superfluous to establish this truth. Several governments of our days do not
seem in the least inclined to imitate the republics of antiquity. However,
little as they may like republican institutions, there are certain republican
usages for which they feel a certain affection. It is disturbing that they
should be precisely those that allow them to banish, to exile, or to despoil.
I remember that in 1802, they slipped into the law on
special tribunals an article that introduced into France Greek ostracism; and
God knows how many eloquent speakers, in order to have this article approved,
talked to us about the freedom of Athens and all the sacrifices that
individuals must make to preserve this freedom! Similarly, in much more
recent times, when fearful authorities attempted, with a timid hand, to rig
the elections, a journal that can hardly be suspected of republicanism
proposed to revive Roman censorship to eliminate all dangerous candidates.
I do not think therefore that I am engaging in a useless
discussion if, to support my assertion, I say a few words about these two much
vaunted institutions. Ostracism in Athens rested upon the assumption that
society had complete authority over its members. On this assumption it could
be justified; and in a small state, where the influence of a single
individual, strong in his credit, his clients, his glory, often balanced the
power of the mass, ostracism may appear useful. But amongst us individuals
have rights that society must respect, and individual interests are, as I
have already observed, so lost in a multitude of equal or superior
influences, that any oppression motivated by the need to diminish this
influence is useless and consequently unjust.
No one has the right to exile a citizen, if he is not
condemned by a regular tribunal, according to a formal law that attaches the
penalty of exile to the action of which he is guilty. No one has the right to
tear the citizen from his country, the owner away from his possessions, the
merchant away from his trade, the husband from his wife, the father from his
children, the writer from his studious meditations, the old man from his
accustomed way of life. All political exile is a political abuse. All exile
pronounced by an assembly for alleged reasons of public safety is a crime
that the assembly itself commits against public safety, which resides only in
respect for the laws, in the observance of forms, and in the maintenance of
safeguards.
Roman censorship implied, like ostracism, a discretionary
power. In a republic where all the citizens, kept by poverty to an extremely
simple moral code, lived in the same town, exercised no profession that might
distract their attention from the affairs of the state, and thus constantly
found themselves the spectators and judges of the usage of public power,
censorship could on the one hand have greater influence: while on the other,
the arbitrary power of the censors was restrained by a kind of moral
surveillance exercised over them. But as soon as the size of the republic,
the complexity of social relations and the refinements of civilization
deprived this institution of what at the same time served as its basis and
its limit, censorship degenerated even in Rome. It was not censorship that
had created good morals; it was the simplicity of those morals that
constituted the power and efficacy of censorship.
In France, an institution as arbitrary as censorship
would be at once ineffective and intolerable. In the present conditions of
society, morals are formed by subtle, fluctuating, elusive nuances, which
would be distorted in a thousand ways if one attempted to define them more
precisely. Public opinion alone can reach them; public opinion alone can
judge them, because it is of the same nature. It would rebel against any
positive authority that wanted to give it greater precision. If the
government of a modern people wanted, like the censors in Rome, to censure a
citizen arbitrarily, the entire nation would protest against this arrest by
refusing to ratify the decisions of the authority.

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Jean-Jacques
Rousseau, (1712–1778)
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"This
sublime genius, animated by the purest love of liberty, has nevertheless
furnished deadly pretexts for more than one kind of tyranny."
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What I have just said of the revival of censorship in
modern times applies also to many other aspects of social organization, in
relation to which antiquity is cited even more frequently and with greater
emphasis. As for example, education; what do we not hear of the need to allow
the government to take possession of new generations to shape them to its
pleasure, and how many erudite quotations are employed to support this
theory!
The Persians, the Egyptians, Gaul, Greece and Italy are
one after another set before us. Yet, gentlemen, we are neither Persians
subjected to a despot, nor Egyptians subjugated by priests, nor Gauls who can
be sacrificed by their druids, nor, finally, Greeks or Romans, whose share in
social authority consoled them for their private enslavement.
We are modern men, who wish each to enjoy our own rights,
each to develop our own faculties as we like best, without harming anyone; to
watch over the development of these faculties in the children whom nature
entrusts to our affection, the more enlightened as it is more vivid; and
needing the authorities only to give us the general means of instruction they
can supply, as travelers accept from them the main roads without being told
by them which route to take.
Religion is also exposed to these memories of bygone
ages. Some brave defenders of the unity of doctrine cite the laws of the
ancients against foreign gods, and sustain the rights of the Catholic church
by the example of the Athenians, who killed Socrates for having undermined
polytheism, and that of Augustus, who wanted the people to remain faithful to
the cult of their fathers; with the result, shortly afterwards, that the
first Christians were delivered to the lions.
Let us mistrust, gentlemen, this admiration for certain
ancient memories. Since we live in modern times, I want a liberty suited to
modern times; and since we live under monarchies, I humbly beg these monarchies
not to borrow from the ancient republics the means to oppress us.
Individual liberty, I repeat, is the true modern liberty.
Political liberty is its guarantee, consequently political liberty is
indispensable. But to ask the peoples of our day to sacrifice, like those of
the past, the whole of their individual liberty to political liberty, is the
surest means of detaching them from the former and, once this result has been
achieved, it would be only too easy to deprive them of the latter.
As you see, gentlemen, my observations do not in the
least tend to diminish the value of political liberty. I do not draw from the
evidence I have put before your eyes the same conclusions that some others
have. From the fact that the ancients were free, and that we cannot any
longer be free like them, they conclude that we are destined to be slaves.
They would like to reconstitute the new social state with a small number of
elements that, they say, are alone appropriate to the situation of the world
today. These elements are prejudices to frighten men, egoism to corrupt them,
frivolity to stupefy them, gross pleasures to degrade them, despotism to lead
them; and, indispensably, constructive knowledge and exact sciences to serve
despotism the more adroitly.
It would be odd indeed if this were the outcome of forty
centuries during which mankind has acquired greater moral and physical means:
I cannot believe it. I derive from the differences that distinguish us from
antiquity totally different conclusions. It is not security that we must
weaken; it is enjoyment that we must extend. It is not political liberty that
I wish to renounce; it is civil liberty that I claim, along with other forms
of political liberty. Governments have no more right at present than they did
in the past to arrogate to themselves an illegitimate power. But the
governments that emanate from a legitimate source have even less right than
before to exercise an arbitrary supremacy over individuals.
We still possess today the rights we have always had,
those eternal rights to assent to the laws, to deliberate on our interests,
to be an integral part of the social body of which we are members. But
governments have new duties; the progress of civilization, the changes
brought by the centuries require from the authorities greater respect for
customs, for affections, for the independence of individuals. They must
handle all these issues with a lighter and more prudent hand.
This reserve on the part of authority, which is one of
its strictest duties, equally represents its well-conceived interest; since,
if the liberty that suits the moderns is different from that which suited the
ancients, the despotism that was possible amongst the ancients is no longer
possible amongst the moderns. Because we are often less concerned with
political liberty than they could be, and in ordinary circumstances less
passionate about it, it may follow that we neglect, sometimes too much and
always wrongly, the guarantees that this assures us. But at the same time, as
we are much more preoccupied with individual liberty than the ancients, we
shall defend it, if it is attacked, with much more skill and persistence; and
we have means to defend it that the ancients did not.
"We are
modern men, who wish each to enjoy our own rights, each to develop our own
faculties as we like best, without harming anyone."
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Commerce makes the action of arbitrary power over our
existence more oppressive than in the past, because, as our speculations are
more varied, arbitrary power must multiply itself to reach them. But commerce
also makes the action of arbitrary power easier to elude, because it changes
the nature of property, which becomes, in virtue of this change, almost
impossible to seize.
Commerce confers a new quality on property, circulation.
Without circulation, property is merely a usufruct; political authority can
always affect usufruct, because it can prevent its enjoyment; but circulation
creates an invisible and invincible obstacle to the actions of social power.
The effects of commerce extend even further: not only
does it emancipate individuals, but, by creating credit, it places authority
itself in a position of dependence. Money, says a French writer, "is the
most dangerous weapon of despotism; yet it is at the same time its most
powerful restraint; credit is subject to opinion; force is useless; money
hides itself or flees; all the operations of the state are suspended."
Credit did not have the same influence amongst the
ancients; their governments were stronger than individuals, while in our time
individuals are stronger than the political powers. Wealth is a power that is
more readily available in all circumstances, more readily applicable to all
interests, and consequently more real and better obeyed. Power threatens;
wealth rewards: one eludes power by deceiving it; to obtain the favors of
wealth one must serve it: the latter is therefore bound to win.
As a result, individual existence is less absorbed in
political existence. Individuals carry their treasures far away; they take
with them all the enjoyments of private life. Commerce has brought nations
closer, it has given them customs and habits that are almost identical; the
heads of states may be enemies: the peoples are compatriots.
Let power therefore resign itself: we must have liberty
and we shall have it. But since the liberty we need is different from that of
the ancients, it needs a different organization from the one that would suit
ancient liberty. In the latter, the more time and energy man dedicated to the
exercise of his political rights, the freer he thought himself; on the other
hand, in the kind of liberty of which we are capable, the more the exercise
of political rights leaves us the time for our private interests, the more
precious will liberty be to us.
Hence, sirs, the need for the representative system. The
representative system is nothing but an organization by means of which a
nation charges a few individuals to do what it cannot or does not wish to do
herself. Poor men look after their own business; rich men hire stewards. This
is the history of ancient and modern nations. The representative system is a
proxy given to a certain number of men by the mass of the people who wish
their interests to be defended and who nevertheless do not have the time to
defend them themselves.
But, unless they are idiots, rich men who employ stewards
keep a close watch on whether these stewards are doing their duty, lest they
should prove negligent, corruptible, or incapable; and, in order to judge the
management of these proxies, the landowners, if they are prudent, keep
themselves well informed about affairs, the management of which they entrust
to them. Similarly, the people who, in order to enjoy the liberty that suits
them, resort to the representative system, must exercise an active and
constant surveillance over their representatives, and reserve for themselves,
at times that should not be separated by too lengthy intervals, the right to
discard them if they betray their trust, and to revoke the powers they might
have abused.
For from the fact that modern liberty differs from
ancient liberty, it follows that it is also threatened by a different sort of
danger. The danger of ancient liberty was that men, exclusively concerned
with securing their share of social power, might attach too little value to
individual rights and enjoyments.
"Commerce
makes the action of arbitrary power over our existence more oppressive than
in the past…. But commerce also makes the action of arbitrary power easier
to elude…"
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The danger of modern liberty is that, absorbed in the
enjoyment of our private independence, and in the pursuit of our particular
interests, we should surrender our right to share in political power too
easily. The holders of authority are only too anxious to encourage us to do
so. They are so ready to spare us all sort of troubles, except those of
obeying and paying!
They will say to us: what, in the end, is the aim of your
efforts, the motive of your labors, the object of all your hopes? Is it not
happiness? Well, leave this happiness to us and we shall give it to you. No,
sirs, we must not leave it to them. No matter how touching such a tender
commitment may be, let us ask the authorities to keep within their limits.
Let them confine themselves to being just. We shall assume the responsibility
of being happy for ourselves.
Could we be made happy by diversions, if these diversions
were without guarantees? And where should we find guarantees, without
political liberty? To renounce it, gentlemen, would be a folly like that of a
man who, because he only lives on the first floor, does not care if the house
itself is built on sand.
Moreover, gentlemen, is it so evident that happiness, of
whatever kind, is the only aim of mankind? If it were so, our course would be
narrow indeed, and our destination far from elevated. There is not one single
one of us who, if he wished to abase himself, restrain his moral faculties,
lower his desires, abjure activity, glory, deep and generous emotions, could
not demean himself and be happy.
No, sirs, I bear witness to the better part of our
nature, that noble disquiet that pursues and torments us, that desire to
broaden our knowledge and develop our faculties. It is not to happiness
alone, it is to self-development that our destiny calls us; and political
liberty is the most powerful, the most effective means of self-development
that heaven has given us.
Political liberty, by submitting to all the citizens,
without exception, the care and assessment of their most sacred interests,
enlarges their spirit, ennobles their thoughts, and establishes among them a
kind of intellectual equality that forms the glory and power of a people.
Thus, see how a nation grows with the first institution
that restores to her the regular exercise of political liberty. See our
countrymen of all classes, of all professions, emerge from the sphere of
their usual labors and private industry, find themselves suddenly at the
level of important functions that the constitutions confers upon them, choose
with discernment, resist with energy, brave threats, nobly withstand
seduction.

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$24
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Liberalism in the Classical Tradition
(translated by Ralph Raico)
|
See a pure, deep and sincere patriotism triumph in our
towns, revive even our smallest villages, permeate our workshops, enliven our
countryside, penetrate the just and honest spirits of the useful farmer and
the industrious tradesman with a sense of our rights and the need for
safeguards; they, learned in the history of the evils they have suffered, and
no less enlightened as to the remedies these evils demand, take in with a
glance the whole of France and, bestowing a national gratitude, repay with
their suffrage, after thirty years, the fidelity to principles embodied in
the most illustrious of the defenders of liberty.
Therefore, sirs, far from renouncing either of the two
sorts of freedom I have described to you, it is necessary, as I have shown,
to learn to combine the two together. Institutions, says the famous author of
the history of the republics in the Middle Ages, must accomplish the destiny
of the human race; they can best achieve their aim if they elevate the
largest possible number of citizens to the highest moral position.
The work of the legislator is not complete when he has
simply brought peace to the people. Even when the people are satisfied, there
is much left to do. Institutions must achieve the moral education of the
citizens. By respecting their individual rights, securing their independence,
refraining from troubling their work, they must nevertheless consecrate their
influence over public affairs, call them to contribute by their votes to the
exercise of power, grant them a right of control and supervision by
expressing their opinions; and, by forming them through practice for these
elevated functions, give them both the desire and the right to discharge
these.
Henri-Benjamin Constant de Rebecque (October 25, 1767
–December 8, 1830) was a Swiss-born thinker, writer, and French politician.
Born in Lausanne to descendants of Huguenots, he was educated by private
tutors. He was active in French politics as a publicist and politician during
the latter half of the French Revolution and between 1815 and 1830. An
advocate of free markets and an outspoken opponent of war, he attacked
Napoleon's martial appetite on the grounds that it was illiberal and not
suited to modern social organization. Comment on the blog.
This was a lecture given by the Swiss-French thinker
Benjamin Constant in 1819. The French title is "De la Liberté des
Anciens Comparée àcelle des Modernes." Alternative
dates for it as a printed essay are sometimes given, because Constant had
previously used much of the material contained in it. Common attributions
include 1812 and 1816.

The introduction is taken from Ralph Raico's
dissertation, The Place of Religion in the Liberal Philosophy of
Constant, Tocqueville, and Lord Acton, available in PDF. Listen to Ralph Raico's lecture on "Classical
Liberal Historians" from the Mises
Institute's "History of Liberty" conference in 2001. Comment
Notes
[1] Emile Faguet, Politiques
et moralistes du XIXe siècle, 1re série (Paris: Boiven, 1891), p. 255.
[2] William Holdheim, Benjamin Constant (New York: Hillary,
1961), p. 73.
[3] J.L. Talmon, The Origins of Totalitarian Democracy
(London: Mercury, 1961), p. 11.
[4] The "Leaders of the Mountain" were Maximilien Robespierre,
Georges Jacques Danton, and Jean Paul Marat. The Mountain dominated a
powerful political club called the Jacobin Club.