Form 604
Corporations Law
6718
Notice of change in interests of substantial holder
To: Company Name/Scheme: -T-N-G-L-IM-IT-E-D-----------------------------------------------------
12 000 817 023
ACN/ARSN __
1. Details of substantial holderl11
East China MineraiExploratìon & Development Bureau (ECE), Jiangsu Eastem China Non-Ferrous
Name Metals lnvestment Holding Co, Ltd (Jiangsu), Hong Kong East China Non-Ferrous Minerals
Resources Co, Ltd (ECE HK), Ao-Zhong lnternationalMineraiResources Pty Ltd (Ao-Zhong)
ACN/ARSN (ifapplicable) 146186 852 (Ao-Zhong)
There has been a movement in the substantial holding following various corporate actions. Due to a series of share issues by tlle Company to other parties, while the substantial holder's shareholding has not changed its voting power has progressively decreased. Accordingly the substantial holding has been progressively diluted by these share issues (referto details below).
The substantial holder's originai voting power of 15.30% has fallen to 10.01%.
The previous notice was given to the Company on 25 May 2012.
The previous notice was dated 25 May 2012.
2. Previous and present voting power
The total number of votes attached to ali the voting shares in the company or voting interests in the scheme that the substantial holder or an associatei2J had a relevant interestl31 in when last required, and when now required, to give a substantial holding noticeto the company or scheme, are as follows:
|
Class of securitiesl41
|
Previous notice
|
Present notice
|
|
Person's votes l Voting power(51
|
Person's votes l Voting power\51
|
|
Fully paid ordinary shares
|
62,249,812 l 15.3%
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62,249,812 l 10.01%
|
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities ofthe company or scheme, since the substantial holder was las!required to give a substantial holding notice to the company or scheme are as follows:
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Date of change
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Person whose relevant interest changed
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Nature of changeiSJ
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Consideration given in relation to changel71
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Class and number of securities affected
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Person's votes affected
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Page 1 of 6
FORM 604 NOTICE OF CHANGE OF SUBSTANTIAL SHAREHOLDER
Page 2
FORM 604 NOTICE OF CHANGE OF SUBSTANTIAL SHAREHOLDER
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04/08/14
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ECE, lntermediate Subsidiaries, and Ao- Zhong
|
Holding in the Company diluted by issue of 22,222 shares, with voting power falling to 11.23%.
|
N/A
|
N/A
|
N/A
|
|
15/08/14
|
ECE, lntermediate Subsidiaries, and Ao- Zhong
|
Holding in the Company diluted by issue of 33,333 shares, with voting power falling to 11.23%.
|
N/A
|
N/A
|
N/A
|
|
27/08/14
|
ECE, lntermediate Subsidiaries, and Ao- Zhong
|
Holding in the Company diluted by issue of 422,222 shares, with voting power falling to 11.22%.
|
N/A
|
N/A
|
N/A
|
|
17/10/14
|
ECE, lntermediate
Subsidiaries, and Ao- Zhong
|
Holding in the Company diluted by issue of 207,406 shares, with voting power falling to 11.22%.
|
N/A
|
N/A
|
N/A
|
|
31/10/14
|
ECE, lntermediate Subsidiaries, and Ao- Zhong
|
Holding in the Company diluted by issue of 51,483,325 shares, with voting power falling to 10.27 %.
|
N/A
|
N/A
|
N/A
|
|
31/10/14
|
ECE, lntermediate
Subsidiaries,and Ao- Zhong
|
Holding in the Company dliuted by issue of 3,116,680 shares, with voting power falling to 10.22%.
|
N/A
|
N/A
|
N/A
|
|
04/11/14
|
ECE, lntermediate
Subsidiaries, and Ao- Zhong
|
Holding in the Company diluted by issue of 400,000 shares, with voting power falling to 10.21%.
|
N/A
|
N/A
|
N/A
|
|
27/11/14
|
ECE, lntermediate
Subsidiaries, and Ao- Zhong
|
Holding in the Company diluted by issue of 12,000,000 shares, with voting power falling to 10.01%.
|
N/A
|
N/A
|
N/A
|
Page 3
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O-6-04 t ìTiCE OCf-NIGE Of SLESTANTI SHARE!'l:JLDER
4.Present relevant interests
Particula:-s·of eacnrelevant hteres!of lhe subs:antia!ho!der m voting securi::es af;er ine change are as foiìw.:s:
H.okk:r of relevant
interett
Reyìsttli'ed hotder ofscçuri!ies
Pcr$on entitled to be l
n!gistered as holder. .
Nature of relevant tntere.st:'l
Class and =beoJ
securities and Pcrson's ·
l - - --t--- votcs
ECE Ao-Zhong Ao-Zhoog • Reisvant mteres\ cnde;secooo
· 608\3) of the CilfOOratiorE Act •
as it controls !
62,249,812:ully paid oroiMry ,,....
2001(Cwllhì(Act)
Ao-Zhong:r ough irtermediate '
subs diaries J ang:::u and ECE
l HK
l
...
lntermediaie
1 St:bs·d ries
Ao-ZI'ong
Relevant interestundes; ection
608(3of the Act as each
COillrOIS 1-..o-Zhcng
52.249.82 fully pail l
ordinary shares ·
:l Ao-Zhooo
, Recistereà ro:darofitlesnares 1 62.249812fi.,llpau-
v ! -
..
·---- -
' - -crd
h
-··..
5. Changes in association
The persons who nave become asso::: ates;of.ceaseè lo be associates of.or have char.ge the natu:e of tre;r assodation:with,me suostantialhodl er in rela'.'on to voti:lç interests in lhe ccmpany or sche:ne are as follows
-·--·· -------- - --- - -·--.---- -- --- ----
LNameand ACNIA.R._.s_N_ifa__uc_a_bl-el
• N_a_tu_r_eo_f_a_ss_ociat_i·o_n__-_ _.-_- _. .-_-_-_-::: --- J
6. Addresses
The aèdresses of persons na::ed in th1s fcrm are as follows:
- ---· - -·- -·· ----,.--- - - --·-·-- -- -- ----·--
Name -:-=:-----= ,..,-,-- l Adéress
Ao-Zh(>:Jg lntsmationelM1nerà1Rescurccs Pty Ltd Temau Street, apiò Creel:'-l!.Ausrralia 0310
l
rong Kong Eas1China Non ferrol:s1'/!nera! Resouroes
l Co.,Lld · 9F,ChiraChem Cen ury To·.-;er,171Glous:er R:Jad,Wahcnai,HcngKong
Jiançsu Easrem China Nc.'l-ferr:us Meta!s .nvestrnent
; Holding Co..Lto 26, Da GuangRcao, :-lanj,ng China
l East China MineraJ Exp'cration & Dev :}pfieniBureau . 26. Da Cmnc Roaé t-,aniing,China
l
Signature
l
printname N4t-Je,o J 8( ca;>acity V!f.:uTo!(.,
- - --- - _!
date
'7l/)-.l !'f
Fage4
FORM 604 NOTICE OF CHANGE OF SUBSTANTIAL SHAREHOLDER
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons
are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Law.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Law.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstance because of which the change in relevant interest occurred. If subsection
671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Law.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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