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dd26b3b9-0f53-41a9-b06a-7517c5a0c768.pdf
F-3631
FORM 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To: Company Name/Scheme: SANDFIRE RESOURCES NL
ACN/ARSN: 105 154 185
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Details of substantial holder
Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A The holder became a substantial holder on: 28/01/2016
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Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows.
Class of securities
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Number of securities
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Person's votes
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Voting power (%)
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Fully Paid ordinary shares
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5,475,729
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5,475,729
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3.48
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For the Securities (if any) listed below see NOTE 1 at the end of this form
Class of securities
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Number of securities
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Person's votes
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Voting power (%)
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Fully Paid ordinary shares
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2,566,461
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2,566,461
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1.63
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Class of securities
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Number of securities
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Person's votes
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Voting power (%)
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GRAND TOTAL
Fully paid ordinary shares
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8,042,190
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8,042,190
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5.11
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Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest
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Nature of relevant interest
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Class and number of securities
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CBA Equities Limited ACN 003 485 952
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Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising as a result of having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in a proprietary capacity (including as a result of underwriting activities). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.
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116,701
Fully paid ordinary shares
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Nature of relevant interest derived from; ordinary shares 116,701
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Avanteos Investments Limited ACN 096 259 979
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Relevant interest under paragraph 608(1)(a), 608(1)(b) and 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.
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300
Fully paid ordinary shares
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Nature of relevant interest derived from; ordinary shares 300
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Colonial First State Investments Limited ACN 002 348 352
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Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.
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72,565
Fully paid ordinary shares
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Nature of relevant interest derived from; ordinary shares 72,565
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Colonial First State Investments Limited (Note 1)
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Relevant interest under paragraph 608(1)(b) and/or
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2,566,461
Fully paid ordinary shares
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ACN 002 348 352
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608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated.
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(including 69,811 borrowed from UBS AG (Agreement 2), see Annexure C)
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Nature of relevant interest derived from; ordinary shares 2,566,461
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Realindex Investments Pty Limited ACN 133 312 017
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Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.
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1,037,470
Fully paid ordinary shares
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Nature of relevant interest derived from; ordinary shares 1,037,470
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Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
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Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as trustee for the Officers' Superannuation Fund. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.
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35,249
Fully paid ordinary shares
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Nature of relevant interest derived from;
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ordinary shares 35,249
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Colonial First State Asset Management (Australia) Limited ACN 114 194 311
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Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.
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4,213,444
Fully paid ordinary shares
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Nature of relevant interest derived from; ordinary shares 4,213,444
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Colonial First State Investments Limited ACN 002 348 352
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Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.
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6,002,198
Fully paid ordinary shares
(including 69,811 borrowed from UBS AG (Agreement 2), see Annexure C)
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Nature of relevant interest derived from; ordinary shares 6,002,198
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Sovereign Services Limited ACN 969417
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Relevant interest under paragraph 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates, or in its capacity as the provider of a discretionary investment management service. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity.
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9,446
Fully paid ordinary shares
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Nature of relevant interest derived from; ordinary shares 9,446
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ASB Group Investments Limited Company Number 533945
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Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities
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41,798
Fully paid ordinary shares
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